Insider Trading: Principal Financial Group Inc (PFG_pb.N)

PFG_pb.N on New York Stock Exchange

25.78USD
16 Apr 2014
Price Change (% chg)

$-0.07 (-0.27%)
Prev Close
$25.85
Open
$25.84
Day's High
$25.97
Day's Low
$25.70
Volume
24,060
Avg. Vol
9,010
52-wk High
$27.37
52-wk Low
$23.58

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HELTON SANDRA LYNN
Trading Date Type Shares Traded Price Shares Held
27 Mar 2014 Buy 169 $0.00 37,022
26 Dec 2013 Buy 145 $0.00 36,853
9 Dec 2013 Buy 1,885 $34.34 36,708
9 Dec 2013 Sell 1,885 $49.16 36,708
26 Sep 2013 Buy 164 $0.00 36,708
27 Jun 2013 Buy 167 $0.00 36,544
20 May 2013 Buy 3,015 $0.00 36,377
28 Mar 2013 Buy 162 $0.00 33,362
14 Mar 2013 Buy 1,935 $30.16 33,200
14 Mar 2013 Sell 1,935 $34.12 33,200
27 Dec 2012 Buy 178 $0.00 33,200
27 Sep 2012 Buy 184 $0.00 33,022
28 Jun 2012 Buy 161 $0.00 32,838
21 May 2012 Buy 4,740 $0.00 32,677

Institutional Holders

% Shares Owned: 0.00%
# of Holders: 10
Total Shares Held: 869,514
3 Mo. Net Change: 382
# New Positions: 0
# Closed Positions: 0
# Increased Positions: 1
# Reduced Positions: 0
# Net Buyers: 1

Officers & Directors

Name Age Since Current Position

Larry Zimpleman

62 2009 Chairman of the Board, President, Chief Executive Officer

Terrance Lillis

61 2014 Chief Financial Officer, Executive Vice President

Daniel Houston

52 2010 President - Retirement, Insurance and Financial Services

James McCaughan

51 2003 President - Principal Global Investors

Beth Raymond

48 2014 Chief Human Resource Officer, Senior Vice President

Timothy Dunbar

56 2014 Executive Vice President, Chief Investment Officer

Gary Scholten

56 2014 Executive Vice President, Chief Information Officer

Karen Shaff

59 2004 Executive Vice President, General Counsel

Ralph Eucher

61 2013 Executive Vice President

Mary O'Keefe

57 2005 Senior Vice President, Chief Marketing Officer

Gregory Elming

53 2011 Senior Vice President, Chief Risk Officer

Luis Valdes

56 2012 Head - Principal International Segment

Betsy Bernard

2001 Independent Director

Jocelyn Carter-Miller

55 2001 Independent Director

Gary Costley

69 2002 Independent Director

Michael Dan

62 2006 Independent Director

Dennis Ferro

68 2010 Independent Director

C. Daniel Gelatt

65 2001 Independent Director

Sandra Helton

63 2001 Independent Director

Richard Keyser

70 2002 Independent Director

Luca Maestri

49 2012 Independent Director

Elizabeth Tallett

63 2007 Presiding Independent Director

John Egan

Vice President - Investor Relations
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