Insider Trading: Principal Financial Group Inc (PFG_pb.N)
PFG_pb.N on New York Stock Exchange
26.94USD
20 May 2013
26.94USD
20 May 2013
Price Change (% chg)
$0.01 (+0.04%)
$0.01 (+0.04%)
Prev Close
$26.93
$26.93
Open
$26.85
$26.85
Day's High
$26.94
$26.94
Day's Low
$26.85
$26.85
Volume
1,198
1,198
Avg. Vol
2,149
2,149
52-wk High
$27.93
$27.93
52-wk Low
$25.45
$25.45
LILLIS TERRANCE J
| Trading Date | Type | Shares Traded | Price | Shares Held |
|---|---|---|---|---|
| 28 Mar 2013 | Buy | 131 | $0.00 | 37,790 |
| 24 Feb 2013 | Buy | 18,512 | $0.00 | 55,069 |
| 22 Feb 2013 | Sell | 1,102 | $31.61 | 36,557 |
| 27 Dec 2012 | Buy | 29 | $0.00 | 37,604 |
| 27 Sep 2012 | Buy | 30 | $0.00 | 37,514 |
| 13 Sep 2012 | Sell | 30,211 | $29.00 | 36,431 |
| 13 Sep 2012 | Buy | 37,690 | $11.07 | 36,431 |
| 13 Sep 2012 | Gift | 300 | $0.00 | 37,659 |
| 13 Sep 2012 | Buy | 7,205 | $27.57 | 36,431 |
| 9 Sep 2012 | Buy | 355 | $27.92 | 37,659 |
| 28 Jun 2012 | Buy | 26 | $0.00 | 21,747 |
| 29 Mar 2012 | Buy | 23 | $0.00 | 21,673 |
| 26 Feb 2012 | Sell | 2,807 | $27.46 | 21,608 |
| 1 Dec 2011 | Buy | 347 | $0.00 | 24,414 |
| 26 Jul 2011 | Gift | 300 | $0.00 | 23,879 |
| 21 Jul 2011 | Buy | 682 | $29.17 | 24,179 |
Institutional Holders
| % Shares Owned: | 68.43% |
| # of Holders: | 422 |
| Total Shares Held: | 200,800,944 |
| 3 Mo. Net Change: | 4,349,309 |
| # New Positions: | 38 |
| # Closed Positions: | 28 |
| # Increased Positions: | 162 |
| # Reduced Positions: | 181 |
| # Net Buyers: | -19 |
Officers & Directors
| Name | Age | Since | Current Position |
|---|---|---|---|
Larry Zimpleman |
61 | 2009 | Chairman of the Board, President, Chief Executive Officer |
Terrance Lillis |
60 | 2008 | Chief Financial Officer, Senior Vice President |
Daniel Houston |
51 | 2010 | President - Retirement, Insurance and Financial Services |
James McCaughan |
59 | 2003 | President - Principal Global Investors |
Karen Shaff |
58 | 2004 | Executive Vice President, General Counsel |
Timothy Dunbar |
55 | 2013 | Senior Vice President, Chief Investment Officer |
Gary Scholten |
55 | 2002 | Senior Vice President, Chief Information Officer |
Mary O'Keefe |
56 | 2005 | Senior Vice President, Chief Marketing Officer |
Gregory Elming |
52 | 2011 | Senior Vice President, Chief Risk Officer |
Luis Valdes |
55 | 2012 | Head - Principal International Segment |
Betsy Bernard |
57 | 2001 | Independent Director |
Jocelyn Carter-Miller |
55 | 2001 | Independent Director |
Gary Costley |
69 | 2002 | Independent Director |
Michael Dan |
62 | 2006 | Independent Director |
Dennis Ferro |
68 | 2010 | Independent Director |
C. Daniel Gelatt |
65 | 2001 | Independent Director |
Sandra Helton |
63 | 2001 | Independent Director |
Richard Keyser |
70 | 2002 | Independent Director |
Luca Maestri |
49 | 2012 | Independent Director |
Elizabeth Tallett |
63 | 2007 | Presiding Independent Director |
John Egan |
Vice President - Investor Relations |

