Insider Trading: Source Capital Inc (SOR)

SOR on New York Consolidated

67.67USD
16 Sep 2014
Price Change (% chg)

$0.16 (+0.24%)
Prev Close
$67.51
Open
$67.78
Day's High
$67.81
Day's Low
$67.40
Volume
41,264
Avg. Vol
11,002
52-wk High
$70.78
52-wk Low
$60.50

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SETZLER EDWIN LAKE III
Trading Date Type Shares Traded Price Shares Held
15 Dec 2013 Buy 3 $64.67 290
15 Sep 2013 Buy 3 $61.94 290
16 Jun 2013 Buy 3 $62.98 290
14 Mar 2013 Buy 4 $59.04 290
14 Jan 2013 Buy 1 $55.42 290
17 Dec 2012 Buy 6 $52.43 276
17 Sep 2012 Buy 4 $53.10 276

Institutional Holders

% Shares Owned: 6.30%
# of Holders: 55
Total Shares Held: 545,266
3 Mo. Net Change: 38,589
# New Positions: 7
# Closed Positions: 3
# Increased Positions: 25
# Reduced Positions: 17
# Net Buyers: 8

Officers & Directors

Name Age Since Current Position

Allan Rudnick

74 2012 Independent Chairman of the Board

Eric Ende

69 2000 President, Chief Investment Officer, Director

Steven Geist

60 2006 Executive Vice President, Portfolio Manager

Christopher Thomas

57 2006 Chief Compliance Officer

Michael Gomez

28 2012 Assistant Vice President

Gregory Herr

42 2013 Vice President - Portfolio Manager

J. Mark Hancock

Senior Managing Director

J. Richard Atwood

53 1997 Treasurer

Sherry Sasaki

59 1982 Secretary

Thomas Merrick

76 2006 Independent Director

Alfred Osborne

69 2013 Independent Director

A. Robert Pisano

71 2013 Independent Director

Patrick Purcell

71 2010 Independent Director
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