Insider Trading: SWS Group Inc (SWS)
SWS on New York Consolidated
5.78USD
21 May 2013
5.78USD
21 May 2013
Price Change (% chg)
$0.01 (+0.17%)
$0.01 (+0.17%)
Prev Close
$5.76
$5.76
Open
$5.75
$5.75
Day's High
$5.82
$5.82
Day's Low
$5.75
$5.75
Volume
37,259
37,259
Avg. Vol
88,366
88,366
52-wk High
$6.82
$6.82
52-wk Low
$4.01
$4.01
FORD GERALD J
| Trading Date | Type | Shares Traded | Price | Shares Held |
|---|---|---|---|---|
| 20 Nov 2012 | Buy | 7,231 | $0.00 | 1,489,349 |
| 24 Nov 2011 | Buy | 63,145 | $5.35 | 1,482,118 |
| 22 Nov 2011 | Buy | 90,342 | $5.32 | 1,482,118 |
| 21 Nov 2011 | Buy | 100,000 | $5.47 | 1,328,631 |
| 20 Nov 2011 | Buy | 46,300 | $5.47 | 1,328,631 |
| 17 Nov 2011 | Buy | 50,000 | $5.49 | 1,182,331 |
| 16 Nov 2011 | Buy | 6,731 | $0.00 | 1,182,331 |
| 16 Nov 2011 | Buy | 23,800 | $5.27 | 1,182,331 |
| 15 Nov 2011 | Buy | 729,400 | $5.28 | 1,101,800 |
| 14 Nov 2011 | Buy | 15,000 | $5.38 | 1,101,800 |
| 12 Sep 2011 | Buy | 13,000 | $5.24 | 357,400 |
| 11 Sep 2011 | Buy | 29,200 | $5.18 | 357,400 |
| 8 Sep 2011 | Buy | 15,200 | $5.22 | 315,200 |
| 7 Sep 2011 | Buy | 74,200 | $5.13 | 315,200 |
| 6 Sep 2011 | Buy | 73,000 | $4.82 | 225,800 |
| 5 Sep 2011 | Buy | 120,500 | $4.39 | 225,800 |
| 5 Sep 2011 | Buy | 32,300 | $4.72 | 225,800 |
Institutional Holders
| % Shares Owned: | 66.74% |
| # of Holders: | 128 |
| Total Shares Held: | 21,983,151 |
| 3 Mo. Net Change: | 602,015 |
| # New Positions: | 16 |
| # Closed Positions: | 9 |
| # Increased Positions: | 51 |
| # Reduced Positions: | 50 |
| # Net Buyers: | 1 |
Officers & Directors
| Name | Age | Since | Current Position |
|---|---|---|---|
James Ross |
62 | 2010 | President, Chief Executive Officer, Director |
Stacy Hodges |
49 | 2011 | Chief Financial Officer, Executive Vice President, Treasurer |
W. Norman Thompson |
56 | 1995 | Chief Information Officer, Executive Vice President |
Allen Tubb |
58 | 2011 | Executive Vice President, General Counsel, Secretary |
Daniel Leland |
51 | 2007 | Executive Vice President |
Richard Litton |
65 | 1995 | Executive Vice President |
Jeffrey Singer |
43 | 2008 | Executive Vice President |
Robert Buchholz |
52 | 2008 | Director |
Michael Moses |
60 | 2006 | Director |
Brodie Cobb |
51 | 1999 | Independent Director |
J. Taylor Crandall |
2011 | Independent Director | |
Christie Flanagan |
74 | 2011 | Independent Director |
Gerald Ford |
68 | 2011 | Independent Director |
Larry Jobe |
72 | 2005 | Independent Director |
Tyree Miller |
59 | 2011 | Independent Director |
Joel Williams |
64 | 2009 | Independent Director |
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