Edition:
United States

Insider Trading: Waddell & Reed Financial Inc (WDR)

WDR on New York Consolidated

21.54USD
9 Dec 2016
Change (% chg)

$-0.44 (-2.00%)
Prev Close
$21.98
Open
$22.03
Day's High
$22.45
Day's Low
$21.45
Volume
1,339,742
Avg. Vol
1,175,076
52-wk High
$34.25
52-wk Low
$15.02

All Insider Trades
Trading Date Name Title Type Shares Traded Price
29 Jun 2016

Avery (Michael L)

Former Sell 41,758 $17.22
1 Apr 2016

Hills Wendy J

General Counsel Sell 4,750 $23.70
1 Apr 2016

Clouse (Benjamin R.)

Officer Sell 1,079 $23.70
1 Apr 2016

Bloss (Brent K)

Chief Financial Officer Sell 4,862 $23.70
4 Jan 2016

Avery (Michael L)

President Sell 8,291 $0.00
3 Jan 2016

Morrissey (Michael F)

Director Gift 4,421 $0.00
3 Jan 2016

Logue (Dennis E)

Director Buy 4,421 $0.00
3 Jan 2016

Morrissey (Michael F)

Director Gift 4,421 $0.00
3 Jan 2016

Godlasky (Thomas C)

Director Buy 4,421 $0.00
3 Jan 2016

Gasaway (Sharilyn S)

Director Buy 4,421 $0.00
3 Jan 2016

Raines (James M)

Director Buy 4,421 $0.00
3 Jan 2016

Kosloff (Alan W)

Director Buy 7,338 $0.00
3 Jan 2016

Morrissey (Michael F)

Director Buy 4,421 $0.00
3 Jan 2016

Walton (Jerry W)

Director Buy 4,421 $0.00
30 Dec 2015

Herrmann (Henry J)

Chief Executive Officer Sell 38,707 $28.66
30 Dec 2015

Bloss (Brent K)

Chief Financial Officer Sell 3,871 $28.66
30 Dec 2015

Butch (Thomas W)

Officer Gift 70,000 $0.00
30 Dec 2015

Herrmann (Henry J)

Chief Executive Officer Gift 100,000 $0.00
30 Dec 2015

Sundeen (John E Jr)

Officer Buy 35,000 $0.00
30 Dec 2015

Sanders (Philip James)

Chief Investment Officer Buy 50,000 $0.00
30 Dec 2015

Sanders (Philip James)

Chief Investment Officer Sell 13,935 $28.66
30 Dec 2015

Avery (Michael L)

President Sell 29,063 $28.66
30 Dec 2015

Herrmann (Henry J)

Chief Executive Officer Gift 100,000 $0.00
30 Dec 2015

Bloss (Brent K)

Chief Financial Officer Buy 45,000 $0.00
30 Dec 2015

Hills Wendy J

General Counsel Buy 45,000 $0.00

Institutional Holders

% Shares Owned: 85.25%
# of Holders: 322
Total Shares Held: 70,591,779
3 Mo. Net Change: -412,337
# New Positions: 31
# Closed Positions: 48
# Increased Positions: 158
# Reduced Positions: 135
# Net Buyers: 23

Officers & Directors

Name Age Since Current Position

Henry Herrmann

74 2016 Non-Executive Chairman of the Board

Philip Sanders

56 2016 Chief Executive Officer, Chief Investment Officer, Director

Brent Bloss

47 2014 Chief Financial Officer, Senior Vice President, Treasurer

Thomas Butch

59 2010 Executive Vice President, Chief Marketing Officer

John Sundeen

55 2006 Senior Vice President, Chief Administrative Officer - Investments

Wendy Hills

46 2014 Senior Vice President, General Counsel, Chief Legal Officer, Secretary

Benjamin Clouse

42 2016 Principal Accounting Officer, Vice President

Alan Kosloff

75 2010 Lead Independent Director

Sharilyn Gasaway

47 2010 Independent Director

Thomas Godlasky

60 2010 Independent Director

Dennis Logue

71 2002 Independent Director

Michael Morrissey

73 2010 Independent Director

James Raines

76 1998 Independent Director

Jerry Walton

69 2000 Independent Director

Nicole McIntosh-Russell

VP - Investor Relations