Insider Trading: Capital One Financial Corp (COF.N)

COF.N on New York Stock Exchange

82.88USD
17 Sep 2014
Price Change (% chg)

$0.70 (+0.85%)
Prev Close
$82.18
Open
$82.48
Day's High
$83.25
Day's Low
$82.13
Volume
653,771
Avg. Vol
727,464
52-wk High
$85.38
52-wk Low
$67.36

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BERSON JORY A Options Exercised: 3,580
Trade Date: Saturday, 9 Feb 2013 Price: 57.87
Title: Officer Shares Held: 106,692
Type Traded: Direct Net Change in Shares This Filing: -3,580

Institutional Holders

% Shares Owned: 90.44%
# of Holders: 1,044
Total Shares Held: 507,670,927
3 Mo. Net Change: -6,311,057
# New Positions: 106
# Closed Positions: 64
# Increased Positions: 440
# Reduced Positions: 418
# Net Buyers: 22

Officers & Directors

Name Age Since Current Position

Richard Fairbank

63 2003 Chairman of the Board, President, Chief Executive Officer

Stephen Crawford

49 2013 Chief Financial Officer

Ryan Schneider

44 2007 President - Card

Michael Slocum

57 2011 President - Commercial Banking

Jonathan Witter

44 2012 President - Retail and Direct Banking

Sanjiv Yajnik

57 2009 President - Financial Services

Jory Berson

43 2009 Chief Human Resource Officer

Robert Alexander

49 2007 Chief Information Officer

Kevin Borgmann

42 2013 Chief Risk Officer

John Finneran

64 2000 General Counsel, Corporate Secretary

Frank LaPrade

47 2011 Chief Enterprise Services Officer, Chief of Staff to the CEO

Patrick Gross

69 1995 Independent Director

Ann Hackett

60 2004 Presiding Independent Director

Lewis Hay

58 2003 Independent Director

Benjamin Jenkins

69 2013 Independent Director

Pierre Leroy

65 2005 Independent Director

Peter Raskind

57 2012 Independent Director

Mayo Shattuck

59 2003 Independent Director

Bradford Warner

62 2008 Independent Director

Catherine West

54 2013 Independent Director
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