Insider Trading: Guggenheim Strategic Opportunities Fund (GOF)

GOF on New York Consolidated

23.56USD
17 May 2013
Price Change (% chg)

$-0.13 (-0.55%)
Prev Close
$23.69
Open
$23.75
Day's High
$23.80
Day's Low
$23.56
Volume
96,689
Avg. Vol
53,408
52-wk High
$24.14
52-wk Low
$19.85

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FRIEDRICH ROMAN III Options Exercised: 0
Trade Date: Wednesday, 26 Dec 2012 Price: 21.10
Title: Director Shares Held: 505
Type Traded: Direct Net Change in Shares This Filing: 225
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Institutional Holders

% Shares Owned: 17.87%
# of Holders: 25
Total Shares Held: 2,158,788
3 Mo. Net Change: 8,321
# New Positions: 3
# Closed Positions: 1
# Increased Positions: 15
# Reduced Positions: 6
# Net Buyers: 9

Officers & Directors

Name Age Since Current Position

Donald Cacciapaglia

 62 2012 Chief Executive Officer, Trustee

John Sullivan

 58 2010 Chief Financial Officer, Chief Accounting Officer, Treasurer

Joanna Catalucci

 47 2012 Chief Compliance Officer

Mark Furjanic

 54 2008 Assistant Treasurer

James Howley

 41 2007 Assistant Treasurer

Derek Maltbie

 41 2011 Assistant Treasurer

Kimberly Scott

 39 2012 Assistant Treasurer

Amy Lee

 52 2012 Chief Legal Officer

Mark Mathiasen

 35 2007 Secretary

Stevens Kelly

 31 2012 Assistant Secretary

Randall Barnes

 62 2007 Independent Trustee

Roman Friedrich

 67 2010 Independent Trustee

Robert Karn

 71 2010 Independent Trustee

Ronald Nyberg

 60 2007 Independent Trustee

Ronald Toupin

 55 2007 Independent Trustee
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