Insider Trading: Helios High Yield Fund (HHY)

HHY on New York Consolidated

10.58USD
22 May 2013
Price Change (% chg)

$0.02 (+0.19%)
Prev Close
$10.56
Open
$10.57
Day's High
$10.60
Day's Low
$10.54
Volume
15,408
Avg. Vol
22,831
52-wk High
$11.04
52-wk Low
$9.42

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MCFARLAND STUART A Options Exercised: 0
Trade Date: Wednesday, 2 Nov 2011 Price: 9.52
Title: Director Shares Held: 1,580
Type Traded: Direct Net Change in Shares This Filing: 1,580
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Institutional Holders

% Shares Owned: 24.45%
# of Holders: 15
Total Shares Held: 1,674,018
3 Mo. Net Change: -1,265
# New Positions: 2
# Closed Positions: 0
# Increased Positions: 5
# Reduced Positions: 6
# Net Buyers: -1

Officers & Directors

Name Age Since Current Position

Rodman Drake

 70 2009 Independent Chairman of the Board of Trustees

Kim Redding

 57 2010 President

Seth Gelman

 37 2009 Chief Compliance Officer

Richard Cryan

 56 2011 Vice President

Dana Erikson

 47 2009 Vice President

Mark Shipley

 41 2011 Vice President

Steven Pires

 56 2009 Treasurer

Jonathan Tyras

 44 2009 Secretary

Lily Wicker

 34 2009 Assistant Secretary

Heather Goldman

 45 2013 Director

Stuart McFarland

 65 2009 Independent Trustee

Louis Salvatore

 66 2009 Independent Trustee
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