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MCCAUGHAN JAMES PATRICK Options Exercised: 0
Trade Date: Tuesday, 1 Jan 2013 Price: 27.57
Title: Officer Shares Held: 152,475
Type Traded: Direct Net Change in Shares This Filing: 0
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Institutional Holders

% Shares Owned: 68.46%
# of Holders: 426
Total Shares Held: 200,881,056
3 Mo. Net Change: 4,347,500
# New Positions: 38
# Closed Positions: 28
# Increased Positions: 165
# Reduced Positions: 184
# Net Buyers: -19

Officers & Directors

Name Age Since Current Position

Larry Zimpleman

 61 2009 Chairman of the Board, President, Chief Executive Officer

Terrance Lillis

 60 2008 Chief Financial Officer, Senior Vice President

Daniel Houston

 51 2010 President - Retirement, Insurance and Financial Services

James McCaughan

 59 2003 President - Principal Global Investors

Karen Shaff

 58 2004 Executive Vice President, General Counsel

Timothy Dunbar

 55 2013 Senior Vice President, Chief Investment Officer

Gary Scholten

 55 2002 Senior Vice President, Chief Information Officer

Mary O'Keefe

 56 2005 Senior Vice President, Chief Marketing Officer

Gregory Elming

 52 2011 Senior Vice President, Chief Risk Officer

Luis Valdes

 55 2012 Head - Principal International Segment

Betsy Bernard

 57 2001 Independent Director

Jocelyn Carter-Miller

 55 2001 Independent Director

Gary Costley

 69 2002 Independent Director

Michael Dan

 62 2006 Independent Director

Dennis Ferro

 68 2010 Independent Director

C. Daniel Gelatt

 65 2001 Independent Director

Sandra Helton

 63 2001 Independent Director

Richard Keyser

 70 2002 Independent Director

Luca Maestri

 49 2012 Independent Director

Elizabeth Tallett

 63 2007 Presiding Independent Director

John Egan

 Vice President - Investor Relations
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