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People: Caterpillar Inc (CAT)

CAT on New York Consolidated

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24 Jun 2016
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Umpleby, Donald 

Mr. D. James Umpleby, III, is Group President - Energy & Transportation of Caterpillar Inc., since January 1, 2013. He was elected to his current position as a Vice President of the Company and President of Solar Turbines Incorporated (“Solar”), in 2010. During his 32 year career, Mr. Umpleby has held a number of positions with increasing responsibilities. Mr. Umpleby joined Solar in 1980 as an associate engineer and over the next fifteen years, he held various engineering and sales positions with responsibilities in the U.S. and Asia. In 1995, he became the Director of Power Systems Operations and Facility Manager of Solar’s Kearny Mesa gas turbine packaging facility. In 1997, he became a Solar Vice President with responsibility for customer services, followed by responsibilities as Vice President of Turbomachinery Products and Power Generation. In 2005, Mr. Umpleby assumed responsibilities as the General Manager, Global Services in the Product Support Division. He was named Solar’s Vice President for Oil and Gas in 2007, a position which he held until his election as Vice President of the Company and President of Solar.

Basic Compensation

Total Annual Compensation, USD 1,063,530
Restricted Stock Awards, USD 1,264,700
Long-Term Incentive Plans, USD --
All Other, USD 6,820,140
Fiscal Year Total, USD 9,148,370

Options Compensation

  Quantity Market Value
Exercisable -- --
Unexercisable -- --
Exercised 18,400 1,039,000.00