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Freeland Fast Forward

Small firms try to reform FINRA

Thursday, July 11, 2013 - 09:48

David Sobel, Esq., FINRA’s Small Firm Advisory Board Chair, discusses with Bill Singer, Esq. the struggle of small broker dealers. Can the partnership of regulator and regulated be restored?

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Small firms try to reform FINRA

Thursday, July 11, 2013 - 09:48