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BRIEF-FINRA fines Barclays $3.75 million over recordkeeping failures
December 26, 2013 / 3:05 PM / 4 years ago

BRIEF-FINRA fines Barclays $3.75 million over recordkeeping failures

Dec 26 (Reuters) - Barclays PLC : * Finra says fines Barclays PLC $3.75 million for systemic record and

email retention failures over at least 10 years * Finra says Barclays neither admitted nor denied charges

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