April 15, 2018 / 6:29 PM / 3 months ago

Guggenheim cooperating with U.S. SEC investigation -statement

NEW YORK, April 15 (Reuters) - Guggenheim Partners on Sunday said it is “cooperating fully” with an investigation of its asset management subsidiary that is being conducted by U.S. securities regulators.

The statement followed a report in the Wall Street Journal that said the company was asked to retain documents related to transactions involving a second company, ABS Capital Co LLC. Guggenheim has not been accused of wrongdoing.

The U.S. Securities and Exchange Commission declined to comment. (Reporting by Trevor Hunnicutt and Michelle Price; Editing by Lisa Shumaker)

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