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LPL Financial Holdings Inc (LPLA.OQ)

LPLA.OQ on NASDAQ Stock Exchange Global Select Market

59.14USD
19 Oct 2018
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Tue, May 22 2018

BRIEF-LPL Financial Reports Monthly Activity For April 2018

* LPL FINANCIAL - TOTAL BROKERAGE & ADVISORY ASSETS SERVED AT END OF APRIL WERE ABOUT $652 BILLION, A 0.7 PERCENT INCREASE COMPARED TO END OF MARCH 2018

BRIEF-LPL Financial Q1 Earnings Per Share $1.01

* Q1 EARNINGS PER SHARE VIEW $0.78 -- THOMSON REUTERS I/B/E/S Source text for Eikon: Further company coverage:

LPL Financial resolves U.S. states' probe for $26 million

BOSTON LPL Financial Holdings has reached a $26 million settlement with state securities regulators resolving claims that the U.S. broker-dealer was negligent in supervising employees and preventing the sale of unregistered securities to customers.

UPDATE 2-LPL Financial resolves U.S. states' probe for $26 million

BOSTON, May 2 LPL Financial Holdings has reached a $26 million settlement with state securities regulators resolving claims that the U.S. broker-dealer was negligent in supervising employees and preventing the sale of unregistered securities to customers.

REFILE-LPL Financial resolves U.S. states' probe for $26 million

BOSTON, May 2 LPL Financial Holdings has reached a $26 million settlement with state securities regulators resolving claims that the U.S. broker-dealer was negligent in supervising employees and preventing the sale of unregistered securities to customers.

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