Edition:
United States

Southwest Securities Co Ltd (600369.SS)

600369.SS on Shanghai Stock Exchange

4.77CNY
15 Dec 2017
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Summary

Name Age Since Current Position

Qingxuan Liao

2016 Chairman of the Board

Jian Wu

52 2016 President, Director

Yong Li

46 2009 Vice President, Chief Compliance Officer

Mingdi Xu

43 2009 Vice President, Secretary of the Board

Ximeng Hou

42 2010 Vice President

Rui Pu

42 2015 Vice President

Chunyong Zhang

51 2009 Vice President

Xia Jiang

44 2010 Director

Jianming Li

51 2014 Director

Zhulin Wang

52 2012 Director

Yirong Liu

64 2012 Independent Director

Jun Wu

63 2008 Independent Director

Lishang Zhang

58 2013 Independent Director

Biographies

Name Description

Qingxuan Liao

Jian Wu

Yong Li

Mr. Li Yong has been Vice President and Chief Compliance Officer in Southwest Securities Co., Ltd. since February 15, 2009. He used to be General Manager-General Management Department in a Chongqing-based trust investment company, as well as Head of General Office, Vice President and Chief Compliance Officer in the former entity of the Company.

Mingdi Xu

Mr. Xu Mingdi has been Vice President and Secretary of the Board in Southwest Securities Co., Ltd. since February 15, 2009. He used to be Assistant President, Vice President and Secretary of the Board in the former entity of the Company. He holds a Master's degree. He is Certified Public Accountant.

Ximeng Hou

Ms. Hou Ximeng has been Vice President in Southwest Securities Co., Ltd since September 16, 2010. She was Head of President Office in the Company. She used to be Deputy General Manager-Human Resources, Deputy General Manager-Brokerage Business Headquarter and Head of General Office in another securities company. She holds a Bachelor's Degree of Art.

Rui Pu

Chunyong Zhang

Mr. Zhang Chunyong has been Vice President in Southwest Securities Co., Ltd. since February 15, 2009. He udsed to be Chairman of the Board in a pharmacy company, as well as Vice President in another securities company.

Xia Jiang

Ms. Jiang Xia has been Director in Southwest Securities Co., Ltd since April 29, 2010. She is also Deputy General Manager in an investment consulting company. She used to be Head of Legal & Compliance Department and Senior Business Manager in China Jianyin Investment Company Ltd.

Jianming Li

Dr. Li Jianming has been serving as Director in Southwest Securities Co., Ltd. since January 28, 2014. He also serves as Chairman of the Board in a Chongqing-based asset operation and management company. He used to be General Manager and Executive Director in two Shenzhen-based companies, Chairman of the Board and General Manager in a Chongqing-based group, as well as Chief Economist in another Shenzhen-based group. He holds a Ph.D. in Economics.

Zhulin Wang

Mr. Wang Zhulin has been Director in Southwest Securities Co., Ltd. since February 15, 2012. He was President in the Company. He is also Chairman of the Board in a fund management company. He used to be Director, Deputy General Manager, Secretary of the Board, Vice President, President and Vice Chairman of the Board in other companies. He holds a Ph.D in Economics.

Yirong Liu

Ms. Liu Yirong has been serving as Independent Director in Southwest Securities Co., Ltd. since November 30, 2012. She used to serve as Chairman of the Board in a Chongqing-based exchange.

Jun Wu

Mr. Wu Jun has been Independent Director in Southwest Securities Co., Ltd. since September 5, 2008. He is also Independent Director in Shenzhen Shenxin Taifeng Group Co., Ltd. and another company. He is Professor in University of International Business and Economics, China. He holds a Ph.D.

Lishang Zhang

Mr. Zhang Lishang has been Independent Director of Southwest Securities Co., Ltd. since July 31, 2013. He also serves as adjunct professor of Southwest University of Science and Technology and Independent Director in four other companies. He was Deputy General Manager in a Chengdu-based company. He holds a Master's degree. He is Certified Public Accountant (Inactive).

Basic Compensation

Name Fiscal Year Total

Qingxuan Liao

--

Jian Wu

40,000

Yong Li

1,756,400

Mingdi Xu

1,944,800

Ximeng Hou

1,302,000

Rui Pu

--

Chunyong Zhang

1,445,300

Xia Jiang

40,000

Jianming Li

--

Zhulin Wang

534,800

Yirong Liu

--

Jun Wu

100,000

Lishang Zhang

--
As Of  30 Dec 2012