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Huatai Securities Co Ltd (601688.SS)

601688.SS on Shanghai Stock Exchange

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Summary

Name Age Since Current Position

Yi Zhou

48 2016 Chairman of the Board, President

Ben'e Shu

53 2010 Finance Director, General Manager of Planning and Finance

Yun Li

45 2012 Chief Compliance Officer

Jian Jiang

51 2007 Vice President, Secretary of the Board

Zhaoming Ma

54 2013 Vice President

Hanlin Sun

50 2007 Vice President

Zufang Wu

54 2007 Vice President

Tao Zhang

45 2007 Vice President

Biao Cai

55 2007 Director

Ning Chen

42 2016 Director

Xu Gao

52 2016 Director

Baoying Pu

53 2013 Director

Hongning Sun

56 2007 Director

Lu Sun

61 2014 Director

Shuhua Wang

50 2007 Director

Min Xu

46 2015 Director

Qing Xu

44 2016 Director

Yong Zhou

50 2015 Director

Wei Bai

52 2010 Independent Director

Chuanming Chen

60 2016 Independent Director

Zhibin Chen

52 2015 Independent Director

Zhiming Li

63 2015 Independent Director

Hongzhong Liu

51 2013 Independent Director

Kunrong Shen

54 2013 Independent Director

Xiongsheng Yang

57 2016 Independent Director

Biographies

Name Description

Yi Zhou

Mr. Zhou Yi has been serving as Chairman of the Board, President in HUATAI SECURITIES CO., LTD. since June 21, 2016. He is also serving as Director of Huatai Financial Holdings (Hong Kong) Limited and a China-based investment company, as well as Chairman of the Board in an investment management company. He was President of the Company, Chairman of the Board of a Jiangsu-based company and Xinwang Tech, and Deputy General Manager of a Shanghai-based communications company.

Ben'e Shu

Ms. Shu Ben'e has been serving as Finance Director, General Manager of Planning and Finance in HUATAI SECURITIES CO., LTD. since December 18, 2010. She is also serving as Director of Huatai United Securities and Vice Chairman of the Board in a China-based future company. She was Deputy General Manager of the planning and capital division, General Manager and Deputy General Manager of the audit division, and General Manager of the planning and finance division in the Company. She was Division Head of the finance division of Panda Electronics Group Co., Ltd. She holds a Bachelor's degree.

Yun Li

Ms. Li Yun has been serving as Chief Compliance Officer of HUATAI SECURITIES CO.,LTD. since June 15, 2012. She is also serving as Chief Compliance Officer in another company.

Jian Jiang

Mr. Jiang Jian has been serving as Vice President and Secretary of the Board in HUATAI SECURITIES CO., LTD. since December 6, 2007. He is also serving as Director in Huatai United Securities, a fund management company and a bank. He used to serve the Company as Section Head of the training and education division, Deputy General Manager of the stock business division, Deputy General Manager of the investment bank division, General Manager of the investment bank headquarter as well as General Manager of the issuance division, General Manager of the asset management headquarter and Nanjing headquarter, Director of Business of the investment bank division, Assistant to President, and General Manager of the customer service division. He holds a Master's degree.

Zhaoming Ma

Mr. Ma Zhaoming has been serving as Vice President in HUATAI SECURITIES CO., LTD. since June 22, 2013. He was serving as Vice President and Chairman of the Board in other three securities companies.

Hanlin Sun

Mr. Sun Hanlin has been serving as Vice President in HUATAI SECURITIES CO., LTD. since December 6, 2007. He used to served the Company as Division Head and Deputy Division Head of the personnel division, Division Head of the organization division, and General Manager of the human resources division. He was serving as Section Head of the core members division of Jiangsu Branch of The People's Bank of China. He holds an Executive Master of Business Administration.

Zufang Wu

Mr. Wu Zufang has been serving as Vice President in HUATAI SECURITIES CO., LTD. since December 6, 2007. He is also Director of AIG-Huatai Fund Management Co.,Ltd. and a China-based investment company. He used to serve the Company as Assistant to President and Director of Business. He holds a Master's degree.

Tao Zhang

Mr. Zhang Tao has been serving as Vice President in HUATAI SECURITIES CO., LTD. since December 6, 2007. He is also serving as Director of China Southern Fund. He used to serve the Company as Secretary of President, Manager of Business of the investment bank division, Deputy Head of Fuzhou Office, Deputy General Manager of investment bank business division of Shanghai Headquarter as well as Shenzhen Headquarter, General Manager of Caitian Road Office in Shenzhen, Secretary of the Board, Assistant to President, as well as Head of the office of the board. He holds a Ph.D.

Biao Cai

Mr. Cai Biao has been serving as Director in HUATAI SECURITIES CO., LTD. since December 6, 2007. He is also serving as General Manager of Investment and Development Division of Jiangsu High Hope International Group, as well as Director in six other companies. He used to be Vice Chairman of the Board of the Company, Vice Manager of a Jiangsu-based company, General Manager and Vice General Manager of the investment and development division of Jiangsu High Hope International Group.

Ning Chen

Xu Gao

Baoying Pu

Ms. Pu Baoying has been serving as Director in Huatai Securities Co., Ltd. since November 29, 2013. She is also serving as General Manager-Finance in another Jiangsu-based company.

Hongning Sun

Mr. Sun Hongning has been serving as Director of HUATAI SECURITIES CO., LTD. since December 6, 2007. He is also serving as Deputy General Manager of a Jiangsu-based holding company and Chairman of the Board, Vice Chairman of the Board and Director in nine other companies. He holds a Master of Business Administration.

Lu Sun

Mr. Sun Lu has been serving as Director in Huatai Securities Co., Ltd. since September 16, 2014. He was serving as Director and Deputy General Manager in another Jiangsu-based company.

Shuhua Wang

Mr. Wang Shuhua has been serving as Director of HUATAI SECURITIES CO., LTD. since December 6, 2007. He is also serving as Head of General Manager Office of Jiangsu Guoxin Investment Group Limited, and Director of Jiangsu International Trust Corporation Limited and three other companies. He was Deputy Section Head and Head of the comprehensive planning division of a Jiangsu-based investment company, Deputy General Manager and General Manager of Jiangsu International Trust Corporation Limited, and Head of General Office as well as General Manager of the human resource education division of Jiangsu Guoxin Investment Group Limited. He holds a Ph.D.

Min Xu

Qing Xu

Yong Zhou

Wei Bai

Mr. Bai Wei has been serving as Independent Director in HUATAI SECURITIES CO., LTD. since December 18, 2010. He holds a Master's degree in Law. He is also serving as Independent Director in Ningxia Orient Tantalum Industry Co., Ltd.

Chuanming Chen

Zhibin Chen

Zhiming Li

Hongzhong Liu

Kunrong Shen

Xiongsheng Yang

Basic Compensation

Name Fiscal Year Total

Yi Zhou

1,336,800

Ben'e Shu

4,201,600

Yun Li

3,905,200

Jian Jiang

897,800

Zhaoming Ma

891,900

Hanlin Sun

935,300

Zufang Wu

881,200

Tao Zhang

850,100

Biao Cai

--

Ning Chen

--

Xu Gao

--

Baoying Pu

--

Hongning Sun

--

Lu Sun

--

Shuhua Wang

--

Min Xu

--

Qing Xu

--

Yong Zhou

--

Wei Bai

120,000

Chuanming Chen

100,000

Zhibin Chen

--

Zhiming Li

120,000

Hongzhong Liu

120,000

Kunrong Shen

120,000

Xiongsheng Yang

90,000
As Of  30 Dec 2016