Edition:
United States

Liberty All-Star Growth Fund Inc (ASG)

ASG on New York Consolidated

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19 Jul 2019
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Summary

Name Age Since Current Position

Richard Lowry

80 2004 Independent Chairman of the Board

William Parmentier

64 1999 President

Mark Haley

52 1999 Senior Vice President

Melanie Zimdars

40 2009 Chief Compliance Officer

Edmund Burke

57 2006 Vice President, Director

Kimberly Storms

44 2013 Treasurer

Alex Marks

42 2015 Secretary

John Benning

82 2002 Independent Director

Thomas Brock

70 2005 Independent Director

George Gaspari

76 2006 Independent Director

John Neuhauser

73 1998 Independent Director

Richard Rantzow

78 2006 Independent Director

Biographies

Name Description

Richard Lowry

Mr. Richard W. Lowry is Independent Chairman of the Board of Liberty All-Star Growth Fund Inc., since 2004. He serves as a Director of the Company since 1994. He is Private Investor since August 1987.

William Parmentier

Mr. William R. Parmentier Jr., is President of Liberty All-Star Growth Fund Inc., since 1999. He is Chief Investment Officer, ALPS Advisors, Inc. (since 2006); President of the Funds (since April 1999); Senior Vice President, Banc of America Investment Advisors, Inc. (2005-2006). Mr. Parmentier is deemed an affiliate of the Funds as defined under the 1940 Act.

Mark Haley

Mr. Mark T. Haley, CFA., is Senior Vice President of Liberty All-Star Growth Fund Inc., since 1999. He is Senior Vice President of the Funds (since January 1999); Vice President, ALPS Advisors, Inc. (since 2006); Vice President, Banc of America Investment Advisors (1999-2006). Mr. Haley is deemed an affiliate of the Funds as defined under the 1940 Act.

Melanie Zimdars

Ms. Melanie H. Zimdars is Chief Compliance Officer of Liberty All-Star Growth Fund Inc., since 2009. Ms. Zimdars is Vice President and Deputy Chief Compliance Officer with ALPS. Prior to joining ALPS in September 2009, Ms. Zimdars served as Principal Financial Officer, Treasurer and Secretary for the Wasatch Funds from February 2007 to December 2008. From November 2006 to February 2007, she served as Assistant Treasurer for the Wasatch Funds and served as a Senior Compliance Officer for Wasatch Advisors, Inc. from 2005 to 2007. Ms. Zimdars is currently the CCO for ALPS Variable Investment Trust, ALPS ETF Trust, Broadview Opportunity Trust, the Funds, PowerShares QQQ Trust and BLDRS Index Funds Trust. Ms. Zimdars is deemed to be an affiliate of the Funds as defined under the 1940 Act.

Edmund Burke

Mr. Edmund J. Burke is Vice President, Director of Liberty All-Star Growth Fund Inc., since 2006. He serves as Chief Executive Officer and President of ALPS Holdings, Inc., a DST Company (since November 2011); CEO and Director, ALPS Holdings, Inc. (2005-2011); Director of ALPS Advisors, Inc. (since 2001), ALPS Distributors, Inc. (since 2000), ALPS Fund Services, Inc. (since 2000) and ALPS Portfolio Solutions Distributor, Inc. (since 2013). Mr. Burke is also a Director of Boston Financial Data Services (since 2013).Mr. Burke is deemed an affiliate of the Funds as defined under the 1940 Act.

Kimberly Storms

Ms. Kimberly R. Storms is Treasurer of Liberty All-Star Growth Fund Inc., since 2013. She is Director of Fund Administration (since 2004) and Senior Vice President of ALPS Fund Services, Inc. (since 2009). Ms. Storms is currently Treasurer of Financial Investors Trust, ALPS Series Trust, and BPV Family of Funds; and Chief Financial Officer of Arbitrage Funds. Ms. Storms is also on the Board of Directors of the Denver Center for Crime Victims. Ms. Storms is deemed an affiliate of the Funds as defined under the 1940 Act.

Alex Marks

Mr. Alex Marks is Secretary of Liberty All Star Growth Fund Inc. He is Employee of ALPS Fund Services, Inc. since June 2011. Mr. Marks is currently the Secretary of the ALPS Variable Investment Trust, and was previously Assistant Secretary of the Funds (2011-2015). Mr. Marks also served as an employee of ALPS Fund Services, Inc. from July 2006 to September 2010. Mr. Marks is deemed an affiliate of the Funds as defined under the 1940 Act.

John Benning

Mr. John A. Benning is Independent Director of Liberty All-Star Growth Fund Inc., since 2002. He is Retired since December 1999 (formerly Senior Vice President, General Counsel and Secretary, Liberty Financial Companies, Inc. (July 1985 to December 1999); Vice President, Secretary and Director, Liberty Asset Management Company (August 1985 to December 1999).

Thomas Brock

Mr. Thomas W. Brock is Independent Director of Liberty All-Star Growth Fund Inc., since 2005. He is Director, Silver Bay Realty (December 2012 – present); Former Chief Executive Officer, Stone Harbor Investment Partners LP (April 2006-2012); Adjunct Professor, Columbia University Graduate School of Business (since 1998)

George Gaspari

Mr. George R. Gaspari is Independent Director of Liberty All-Star Growth Fund Inc., since 2006. Financial Services Consultant (1996-2012). Trustee (since 1999) and Chairman – Audit Committee (since January 2015), The Select Sector SPDR Trust

John Neuhauser

Dr. John J. Neuhauser is Independent Director of Liberty All-Star Growth Fund Inc., since 1998. He is President, St. Michael’s College (since August, 2007); University Professor December 2005-2007, Boston College (formerly Academic Vice President and Dean of Faculties, from August 1999 to December 2005, Boston College). He is Trustee, Columbia Funds Series Trust I (since 1985)

Richard Rantzow

Mr. Richard Carl Rantzow is Independent Director of Liberty All-Star Growth Fund Inc., since 2006. He is Retired, Ernst & Young Partner (independent registered public accounting firm)(1993); Chief Financial Officer, Miller Sports (1993-1998). He is Trustee, Clough Funds (3 registered investment companies).