Edition:
United States

Clearbridge MLP and Midstream Total Return Fund Inc (CTR)

CTR on New York Consolidated

9.65USD
23 Jul 2019
Change (% chg)

$0.02 (+0.21%)
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Open
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Day's Low
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Summary

Name Age Since Current Position

Jane Trust

55 2015 Chairman of the Board, President, Chief Executive Officer, Trustee/ Director

Richard Sennett

48 2012 Principal Financial Officer

Ted Becker

67 2012 Chief Compliance Officer

Steven Frank

51 2012 Treasurer

Jenna Bailey

39 2015 Identity Theft Prevention Officer

Robert Frenkel

64 2012 Secretary, Chief Legal Officer

William Hutchinson

77 2014 Lead Independent Director

Nisha Kumar

49 2019 Director

Robert Agdern

68 2016 Independent Director

Carol Colman

72 2012 Independent Director

Daniel Cronin

72 2012 Independent Director

Paolo Cucchi

77 2012 Independent Director

Eileen Kamerick

61 2013 Independent Director

Biographies

Name Description

Jane Trust

Ms. Jane E. Trust is Chairman of the Board, President, Chief Executive Officer, Trustee/ Director of the Company. Ms. Trust is a Managing Director of Legg Mason & Co. (since 2016); Officer and/or Trustee/Director of 156 funds associated with LMPFA or its affiliates (since 2015); President and Chief Executive Officer of LMPFA (since 2015); formerly, Senior Vice President of LMPFA (2015). Formerly, Director of ClearBridge, LLC (formerly, Legg Mason Capital Management, LLC) (2007 to 2014); Managing Director of Legg Mason Investment Counsel & Trust Co. (2000 to 2007).

Richard Sennett

Mr. Richard F. Sennett served as Principal Financial Officer of ClearBridge Energy MLP Total Return Fund Inc. He served as a Principal Financial Officer and Treasurer of certain mutual funds associated with Legg Mason & Co. or its affiliates (since 2011 and 2013); Managing Director of Legg Mason & Co. and Senior Manager of the Treasury Policy group for Legg Mason & Co.’s Global Fiduciary Platform (since 2011); formerly, Chief Accountant within the SEC’s Division of Investment Management (2007 to 2011); formerly, Assistant Chief Accountant within the SEC’s Division of Investment Management (2002 to 2007)

Ted Becker

Mr. Ted P. Becker served as Chief Compliance Officer of ClearBridge Energy MLP Total Return Fund Inc. He serves as the Director of Global Compliance at Legg Mason (since 2006); Managing Director of Compliance at Legg Mason, (since 2005); Chief Compliance Officer with certain mutual funds associated with Legg Mason (since 2006); Managing Director of Compliance at Legg Mason or its predecessors (2002-2005). Prior to 2002, Managing Director—Internal Audit & Risk Review at Citigroup Inc.

Steven Frank

Mr. Steven Frank served as Treasurer of ClearBridge Energy MLP Total Return Fund Inc. He serves as the Director of Legg Mason & Co. (since 2015); Treasurer of certain mutual funds associated with Legg Mason & Co. or its affiliates (since 2010); formerly Vice President of Legg Mason & Co. and Legg Mason & Co. predecessors (2002 to 2015); formerly, Controller of certain mutual funds associated with Legg Mason & Co. or its affiliates (prior to 2010)

Jenna Bailey

Ms. Jenna Bailey is Identity Theft Prevention Officer of the Company. She serves as a Identity Theft Prevention Officer of certain mutual funds associated with Legg Mason & Co. or its affiliates (since 2015); Compliance Officer of Legg Mason & Co. (since 2013); Associate Compliance Officer of Legg Mason & Co. (2011-2013); Assistant Vice President of Legg Mason & Co. (since 2011); formerly, Risk Manager of U.S. Distribution of Legg Mason & Co. (2007 to 2011).

Robert Frenkel

Mr. Robert I. Frenkel served as Secretary, Chief Legal Officer of ClearBridge Energy MLP Total Return Fund Inc. He serves as the Managing Director and General Counsel of U.S. Mutual Funds for Legg Mason and its predecessor (since 1994); Secretary and Chief Legal Officer of mutual funds associated with Legg Mason (since 2003); formerly, Secretary of CFM (2001-2004)

William Hutchinson

Mr. William R. Hutchinson served as Lead Independent Director of Clearbridge Energy MLP Total Return Fund Inc. He serves as the President, W.R. Hutchinson & Associates Inc. (consulting)

Nisha Kumar

Ms. Nisha Kumar is Director of the Company. Ms. Kumar has been a Managing Director and the Chief Financial Officer and Chief Compliance Officer of Greenbriar Equity Group, LP since 2011. She was previously Chief Financial Officer and Chief Administrative Officer of Rent the Runway, Inc. during 2011. From 2007 to 2009, Ms. Kumar served as Executive Vice President and Chief Financial Officer of AOL LLC, a subsidiary of Time Warner Inc. Ms. Kumar is a member of the Council on Foreign Relations.

Robert Agdern

Mr. Robert D. Agdern is Independent Director of Company. Since 2002, Mr. Agdern has served a Member of the Advisory Committee of the Dispute Resolution Research Center at the Kellogg Graduate School of Business, Northwestern University (2002-2016); Deputy General Counsel responsible for western hemisphere matters for BP PLC from 1999 to 2001; Associate General Counsel at Amoco Corporation responsible for corporate, chemical, and refining and marketing matters and special assignments from 1993 to 1998 (Amoco merged with British Petroleum in 1998 forming BP PLC).

Carol Colman

Ms. Carol L. Colman is Independent Director of Clearbridge Energy MLP Total Return Fund Inc. She serves as the President, Colman Consulting Co.

Daniel Cronin

Mr. Daniel P. Cronin served as Independent Director of Clearbridge Energy MLP Total Return Fund Inc. He is Retired; formerly, Associate General Counsel, Pfizer, Inc.

Paolo Cucchi

Mr. Paolo M. Cucchi served as Independent Director of Clearbridge Energy MLP Total Return Fund Inc. He serves as the Emeritus Professor of French and Italian at Drew University (since 2014); formerly, Professor of French and Italian at Drew University (2009 to 2014); Vice President and Dean of College of Liberal Arts at Drew University (1984 to 2009)

Eileen Kamerick

Ms. Eileen A. Kamerick served as Independent Director of ClearBridge Energy MLP Total Return Fund Inc. effective Feb 01, 2013. She is National Association of Corporate Directors Board Leadership Fellow and financial expert; Adjunct Professor, Washington University in St. Louis and University of Iowa law schools (since 2007); formerly, Senior Advisor to the Chief Executive Officer and Executive Vice President and Chief Financial Officer of ConnectWise, Inc. (software and services company) (2015 to 2016); Chief Financial Officer, Press Ganey Associates (health care informatics company) (2012 to 2014); Managing Director and Chief Financial Officer, Houlihan Lokey (international investment bank) and President, Houlihan Lokey Foundation (2010 to 2012)