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GAM Holding AG (GAMH.S)

GAMH.S on Swiss Exchange

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13 Dec 2017
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Summary

Name Age Since Current Position

Alexander Friedman

47 2014 Chairman of the Group Management Board, Group Chief Executive Officer

Johannes de Gier

73 2013 Non-Executive Chairman of the Board

Richard Mcnamara

49 2015 Group Chief Financial Officer, Member of the Management Board

Elmar Zumbuehl

47 2017 Group Chief Risk Officer, Member of the Management Board

Dirk Spiegel

45 2017 Group General Counsel, Member of the Management Board

Tim Dana

48 2016 Group Head of Corporate Development, Member of the Management Board

Larry Hatheway

59 2016 Group Head of Investment Solutions and Group Chief Economist, Member of the Management Board

Martin Jufer

49 2015 Member of the Management Board, Region Head Continental Europe

Tim Rainsford

49 2017 Group Head of Distribution, Member of the Management Board

Diego du Monceau de Bergendal

68 2010 Non-Executive Member of the Board of Directors

Ezra Field

48 2016 Non-Executive Member of the Board of Directors

Benjamin Meuli

61 2016 Non-Executive Member of the Board of Directors

Nancy Mistretta

63 2016 Non-Executive Member of the Board of Directors

Hugh Scott-Barret

59 2009 Non-Executive Member of the Board of Directors

Patrick Zuppiger

Head of Investor Relations

Biographies

Name Description

Alexander Friedman

Mr. Alexander S. Friedman is Chairman of the Group Management Board, Group Chief Executive Officer of GAM Holding Ltd. effective September 8, 2014. Previously, he served as the Global Chief Investment Officer of UBS Wealth Management and Wealth Management Americas, as Chairman of the UBS Global Investment Committee and as a Group Managing Director. Before joining UBS, he was the Chief Financial Officer of the Bill & Melinda Gates Foundation, and a member of the foundation’s management committee. He was also a Senior Advisor to Lazard, the financial advisory and asset management firm, a member of the supervisory board of Actis, the emerging-market private equity firm, and managed Asymmetry, a private investment firm. He was a White House Fellow in the Clinton Administration and an assistant to the US Secretary of Defense. He is a board member of several non-profit organisations, a member of the Council on Foreign Relations, and is a regular contributor to Bloomberg, CNBC, the Financial Times, and other media. Friedman holds a JD from Columbia University School of Law, where he was a Harlan Fiske Stone scholar, an MBA from Columbia University Business School and a BA from Princeton University.

Johannes de Gier

Mr. Johannes A. de Gier is Non-Executive Chairman of the Board of GAM Holding Ltd. since April 17, 2013. Previously, he was Chairman of the Board of Directors and Member of the Executive Committee at the company since October 1, 2009 to 2013. He was also Chief Executive Officer of the Company until April 17, 2013. He is Chairman of the Governance and Nomination Committee of the Company. He graduated with a degree in Law from Universiteit van Amsterdam in 1970. From 1980 to 1991, he held various functions at Swiss Bank Corporation, SBC Warburg and Warburg Dillon Read. From 1980 till 1991, he served as Chairman and Chief Executive Officer and Member of the Group Executive Board of UBS AG at UBS Warburg. From 2001 till 2003, he served as Executive Vice Chairman of the Board of Directors at UBS AG. He has been Chairman of the Board of Directors of GAM Holding AG since 2002. Mr. de Gier served as Chairman of the Board of Directors of SBC Wealth Management AG from 2003 to November 2005. He has served as Vice Chairman of the Board of Directors of Banco di Lugana from 2003 till November 2005. He has served at Ehinger & Armand von Ernst, from 2003 till March 2006, most recently as Chairman of the Board of Directors. He has served at Ferrier Lullin & Cie SA, from 2003 till February 2006, most recently as Vice Chairman of the Board of Directors. He joined Julius Baer Group, on December 2, 2005, as President of the Group Executive Board and Group Chief Executive Officer of Julius Baer Holding Ltd. He has served as President of the Executive Board and Group Chief Executive Officer from November 2007 till August 2008. He has served as Chief Executive Officer of Bank Julius Baer & Co. Ltd from December 2008 till April 2009. He served as Chairman of the Board of Directors of GAM Group Ltd from 2002 till 2009.

Richard Mcnamara

Mr. Richard Mcnamara is Group Chief Financial Officer, Member of the Management Board of GAM Holding Ltd. since October 1, 2015. Previously he served as Managing Director, Finance at Henderson Group. He joined Henderson in 2009 as Head of Group Finance, focusing on the finance’s and financial operations of the Group, including its M&A activity. In December 2013, he took on the new responsibility for Finance and Treasury, Tax, Investor Relations, Facilities and Procurement. Prior to his roles at Henderson Group, He held senior finance roles at Western Asset Management, Legg Mason and Citigroup Asset Management. He is a Chartered Accountant and holds a BA (Hons) in Finance and Accounting from Brighton University. He started his career at PricewaterhouseCoopers where he was a Senior Manager in the Investment Management industry group.

Elmar Zumbuehl

Mr. Elmar Zumbuehl is Group Chief Risk Officer, Member of the Management Board of GAM Holding Ltd. since February 1, 2017. Before that he was group head of risk & governance and a permanent guest member of the Group Management Board. He joined GAM in March 2010 as senior legal counsel and risk manager. In 2011, Elmar Zumbuehl also assumed the role of corporate secretary of GAM Holding AG. Prior to that, he worked at Julius Baer for 10 years in different roles, latterly from 2006 to 2010 as head legal risk controlling & governance. Elmar Zumbuehl, who has been admitted to the bar in Switzerland in 2000, is a graduate of the University of St. Gallen (HSG). He holds Master degrees in Business Administration (lic. oec. HSG), specialising in finance and accounting, and Law (lic. iur. HSG).

Dirk Spiegel

Mr. Dirk Spiegel is Group General Counsel, Member of the Management Board of GAM Holding Ltd. since February 1, 2017. Before that he was general counsel for continental Europe, heading the legal and compliance function in Zurich. Prior to joining GAM in October 2013, he was general counsel and a member of the executive board at Schroder Investment Management (Switzerland) AG, working in various legal and compliance functions in several regions, including Switzerland, Hong Kong and Singapore. Between 2004 and 2009 he was the general counsel and chief risk officer at UBS Global Asset Management – Fund Services, overseeing several regions, after working for Vontobel Asset Management for five years, latterly as head of legal and compliance. Dirk Spiegel holds a Master of Laws (Banking and Finance Law) from the Queen Mary University of London.

Tim Dana

Mr. Tim Dana Group Head of Corporate Development, Member of the Management Board of GAM Holding Ltd. since May 1, 2016. Prior to joining the Group, he was Managing Director at Citigroup Global Markets, specialising in mergers and acquisitions for financial institutions, a role he had held since 2011. Between 1998 and 2011, Tim Dana worked for Lazard in New York where he held various senior positions including Managing Director in Financial Institutions M&A. Prior to his roles at Lazard, he worked for Salomon Smith Barney and its predecessors from 1993 to 1998. Tim Dana holds a BA from Princeton University.

Larry Hatheway

Dr. Larry Hatheway Group Head of Investment Solutions and Group Chief Economist, Member of the Management Board of GAM Holding Ltd. since September 2016. Since May 2016, he has been Group Chief Economist, Member of the Management Board. Prior to joining the Group, he was Managing Director and Chief Economist at UBS Investment Bank. He was UBS’s Global Head of Macro Strategy from 2008 to 2012 and Global Head of Asset Allocation from 2000 to 2012. Larry Hatheway was also UBS’s Global Head of Fixed Income and Currency Strategy. Before joining UBS in 1992, he held roles at the Federal Reserve, Citibank and Manufacturers Hanover Trust. Larry Hatheway holds a PhD in economics from the University of Texas, an MA from the Johns Hopkins University, and a BA from Whitman College.

Martin Jufer

Mr. Martin Jufer is Member of the Management Board, Region Head Continental Europe of GAM Holding Ltd. since March 2015. Previously he was Member of the Management Board, Head Operations Swiss & Global Asset Management at Gam Holding AG since April 23, 2013 till March 2015. Prior to that, he was Chief Operating Officer and Head of Products & Services of Swiss & Global Asset Management (formerly Julius Baer Asset Management). He joined Julius Baer Asset Management as an investment controller in 1996 and subsequently became responsible for fund administration, middle office and IT. Before joining Julius Baer, he worked as an auditor with Ernst & Young in Zurich. He holds an MBA from Universitaet St. Gallen (HSG) and a Swiss Federal Diploma for Financial Analysts and Portfolio Managers. He is also a Certified European Financial Analyst (CEFA) and a US Certified Public Accountant (CPA).

Tim Rainsford

Mr. Tim Rainsford is Group Head of Distribution, Member of the Management Board of GAM Holding Ltd. since February 1, 2017. Prior to joining GAM, he was global co-head of sales and marketing at Man Group and member of Man Group’s Executive Committee. Prior to this role, which he held since 2013, he was senior managing director and head of European sales at Man. Tim Rainsford joined Man in 2003 in Australia, where he was responsible for key bank relationships and helped to build up the company’s large retail distribution presence, taking over full responsibility for the market in 2005. In 2007, he became Man’s managing director for Asia, leading the distribution efforts in Hong Kong, China, Korea, Taiwan, Singapore and all smaller Asean countries. Before working for Man, he held senior roles at JP Morgan in Japan and Korea. Tim Rainsford holds a Master in Applied Finance from the Macquarie University in Sydney and a Bachelor of Business from the University of Technology in Sydney. He is a member of the Australian Institute of Chartered Accountants.

Diego du Monceau de Bergendal

Mr. Diego du Monceau de Bergendal is Non-Executive Member of the Board of Directors at GAM Holding Ltd. since April 13, 2010. He also acts as Member of the Audit Committee and the Governance and Nomination Committee of the Company. In addition, he serves as Chairman of the Board of the 3 Suisses International Group. He is also an Independent Board Member of a number of retailing companies and of different financial institutions in Belgium and Luxembourg. He started his career in Investment Banking and Corporate Finance at White Weld, Merrill Lynch and Swiss Bank Corporation in New York and London. Between 1985 and 2002, he held different roles at the leadership of GIB Group, where he was Managing Director, Chief Executive Officer and Vice Chairman of the Board. He is one of the Founders, a Member of the Board of Directors and presently the Chairman of the Investment Committee of a small regional development fund in Belgium. He holds a degree in commercial engineering from the Solvay Business School of Brussels University and a Masters of Business Administration (MBA) degree from Harvard Business School.

Ezra Field

Mr. Ezra S. Field has been a Non-Executive Member of the Board of Directors of GAM Holding Ltd. since April 2016. He has also served as a member of the Governance and Nomination Committee (since April 2016). Ezra S. Field is a Senior Managing Director & Chief Investment Officer of Roark Capital Group, an Atlanta-based private equity firm. Prior to joining Roark Capital in 2007, Ezra S. Field was a Managing Director at New York-based ACI Capital, where he played a lead role in all aspects of the firm’s investing activities from 2001 to 2007. Ezra S. Field was previously also an Adjunct Professor at Pace Law School, where he taught Mergers & Acquisitions. Before joining ACI Capital, Ezra S. Field was an entrepreneur and venture capitalist. From 1998 to 1999, he served as a law clerk to the Hon. Ralph K. Winter, and then Chief Judge of the United States Court of Appeals for the Second Circuit. Ezra S. Field holds an MBA from Columbia Business School and a JD from Columbia Law School.

Benjamin Meuli

Mr. Benjamin Meuli has been a Non-Executive Member of the Board of Directors of GAM Holding Ltd. since April 2016. He has also served as a member of the Audit Committee and the Compensation Committee (since April 2016). Benjamin Meuli was the Chief Investment Officer at XL Group, a position he held from 2015 until December 2016. Between 2009 and 2015, he was Chief Financial Officer and member of both the Group Executive Committee and the Board of Directors of Catlin Group Ltd. Benjamin Meuli was the Chief Investment Officer and a member of the Executive Board at Swiss Re between 2004 and 2008. Prior to joining Swiss Re, he was a Managing Director at Morgan Stanley with responsibility for coverage of large multinational insurance groups. He started his career at JPMorgan, where he spent 20 years in a variety of roles, mostly in investment banking. Benjamin Meuli holds an MA in politics, philosophy and economics from Worcester College, Oxford, and an MSc in agricultural economics from Oxford University.

Nancy Mistretta

Ms. Nancy G. Mistretta is Non-Executive Member of the Board of Directors of GAM Holding Ltd. since April 2016. She has also served as a member of the Compensation Committee and the Governance and Nomination Committee (since April 2016). Nancy Mistretta is a former partner of Russell Reynolds Associates, an executive search firm, where she worked from 2005 until 2009. Prior to joining Russell Reynolds, Nancy Mistretta was with JPMorgan Chase and its heritage institutions for 29 years and served as a Managing Director in Investment Banking from 1991 to 2005. Nancy Mistretta is a director of Scotts Miracle-Gro, where she currently chairs the Audit Committee and is a member of the Finance Committee. She is also a director of the North American Holding Company of HSBC, where she serves on the Nomination and Governance Committee, the Audit Committee and the Risk Committee.

Hugh Scott-Barret

Mr. Hugh Scott-Barrett is Non-Executive Member of the Board of Directors at GAM Holding AGAM Holding Ltd. since October 1, 2009. He is Chairman of the Audit Committee, as well as Member of the Compensation Committee of the Company. Mr. Scott-Barrett started his professional career at Kleinwort Benson Limited in Corporate Finance, in 1980, and worked there until 1984. Subsequently, he joined Swiss Bank Corporation, where he served from 1984 till 1996. He served as Managing Director in Investment Banking from 1990 until 1994, Head of Corporate Finance and Deputy Chief Executive Officer Europe from 1994 till 1995, as well as Managing Director of SBC Warburg and Member of Corporate Finance Executive Committee from 1995 to 1996. In 1996, he entered into ABN AMRO, where he served as Chief Executive at ABN AMRO Corporate Finance Ltd, Head of Strategy Review in 1999, as Member of the Managing Board, Wholesale Clients from 2000 till 2003, as Member of the Managing Board and Chief Operating Officer, from 2003 till 2005, Head of SOXA404 Implementation Team 2006, and Member of Managing Board & Chief Financial Officer from 2006 till July 2007. Mr. Scott-Barrett has been Chief Executive at Capital & Regional plc since April 2008. He is also Trustee of Winston's Wish. He holds a Bachelor of Arts degree in Modern History from the University of Oxford in 1980.

Patrick Zuppiger