Edition:
United States

U.S. Global Investors Inc (GROW.OQ)

GROW.OQ on NASDAQ Stock Exchange Capital Market

5.65USD
14 Dec 2017
Change (% chg)

$0.41 (+7.82%)
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Summary

Name Age Since Current Position

Jerold Rubinstein

78 2006 Independent Chairman of the Board

Susan McGee

58 1998 President, General Counsel

Frank Holmes

61 2006 Chief Executive Officer, Chief Investment Officer, Director

Roy Terracina

70 1997 Independent Vice Chairman of the Board

Lisa Callicotte

43 2013 Chief Financial Officer

Thomas Lydon

57 1997 Independent Director

Lisa Aston

2016 Marketing Manager

Biographies

Name Description

Jerold Rubinstein

Mr. Jerold H. Rubinstein is Independent Chairman of the Board of the Company. He is a Chairman of the Board of Directors since February 2006 and Director of the Company since October 1989. Director, Chairman of the Board and CEO of Stratus Media Group, Inc. from April 2011 to July 2014. Director, Chief Executive Officer, and Chairman of the Board for ProElite, Inc. from June 2012 to July 2014. Director, Chairman of the Board and Chairman of the Audit Committee of RestorGenex Corporation during the period April 2011 to July 2014. Director and Chairman of the Audit Committee of SpendSmart Payments Co. from October 2013 to April 2016. Director and Chairman of the Audit Committee of CKE Restaurants from June 2006 to July 2010 and April 2011 to present.

Susan McGee

Ms. Susan B. McGee is President, General Counsel of the Company. She is a President of the Company since February 1998, General Counsel since March 1997, and Chief Compliance Officer since January 2016. Since September 1992, Ms. McGee has served and continues to serve in various positions with the Company, its subsidiaries, and the investment companies it sponsors.

Frank Holmes

Mr. Frank E. Holmes is a Chief Executive Officer, Chief Investment Officer, Director of the Company. He is a Director of the Company and Chief Executive Officer of the Company since October 1989, and Chief Investment Officer since June 1999. Since October 1989, Mr. Holmes has served and continues to serve in various positions with the Company, its subsidiaries, and the investment companies it sponsors. Mr. Holmes served as Trustee of U.S. Global Investors Funds from August 1989 to December 2015. Mr. Holmes has also served as Director of Meridian Fund Managers Ltd. since November 2003, Director of Meridian Global Gold & Resources Fund Ltd. since December 2003, Director of Meridian Global Energy & Resources Fund Ltd. since April 2006, Director of Meridian Global Dividend Income Fund from April 2011 to March 2014.

Roy Terracina

Mr. Roy D. Terracina is Independent Vice Chairman of the Board of the Company. Mr. Director of the Company since December 1994 and Vice Chairman of the Board of Directors since May 1997. Owner of Sunshine Ventures, Inc., a company formed to hold investments, since January 1994. Chairman of the Board of Our Lady of the Lake University since September 2006.

Lisa Callicotte

Ms. Lisa Callicotte is Chief Financial Officer of the Company. She is a Chief Financial Officer of the Company since July 12, 2013. Controller of the Company from July 2009 until July 2013. Since July 2009, Ms. Callicotte has served and continues to serve in various positions with the Company and its subsidiaries.

Thomas Lydon

Mr. Thomas F. Lydon, Jr. is Independent Director of the Company. He is a Director of the Company since June 1997. Chairman of the Board and President of Global Trends Investments since April 1996. Trustee of Rydex/SGI from June 2005 to February 2012. Trustee of Guggenheim Investments since February 2012.

Lisa Aston

Basic Compensation

Options Compensation

Name Options Value

Jerold Rubinstein

0 0

Susan McGee

108,000 2,428,550

Frank Holmes

2,400 5,590

Roy Terracina

0 0

Lisa Callicotte

0 0

Thomas Lydon

0 0

Lisa Aston

0 0