Edition:
United States

Hennessy Advisors Inc (HNNA.OQ)

HNNA.OQ on NASDAQ Stock Exchange Capital Market

15.43USD
15 Dec 2017
Change (% chg)

$-0.03 (-0.19%)
Prev Close
$15.46
Open
$15.43
Day's High
$15.43
Day's Low
$15.43
Volume
194
Avg. Vol
2,277
52-wk High
$21.47
52-wk Low
$13.98

Summary

Name Age Since Current Position

Neil Hennessy

60 1989 Chairman of the Board, President, Chief Executive Officer

Teresa Nilsen

50 2010 Chief Financial Officer, Chief Operating Officer, Executive Vice President, Secretary, Director

Dan Steadman

60 2011 Executive Vice President, Chief Compliance Officer, Director

Brian Hennessy

63 1989 Director

Henry Hansel

68 2001 Independent Director

Daniel Libarle

75 2001 Independent Director

Rodger Offenbach

65 2001 Independent Director

Susan Pomilia

50 2014 Independent Director

Thomas Seavey

70 2001 Independent Director

Biographies

Name Description

Neil Hennessy

Mr. Neil J. Hennessy is Chairman of the Board, President, Chief Executive Officer of Hennessy Advisors, Inc. Mr. Hennessy started his financial career over 35 years ago as a broker at Paine Webber. He subsequently moved to Hambrecht & Quist and later returned to Paine Webber. From 1987 to 1990, Mr. Hennessy served as a nominated member of the National Association of Securities Dealers, Inc.’s District 1 Business Conduct Committee. From January 1994 to January 1995, Mr. Hennessy served his elected term as chairman of the District 1 Business Conduct Committee. Mr. Hennessy earned a bachelor of business administration from the University of San Diego. Mr. Hennessy has amassed considerable business acumen in his career. Since founding the company in 1989, he has successfully navigated the company through many economic cycles. His significant experience in managing the company enables him to provide the board with invaluable knowledge and guidance.

Teresa Nilsen

Ms. Teresa M. Nilsen is Chief Financial Officer, Chief Operating Officer, Executive Vice President, Secretary, Director of Hennessy Advisors Inc. Ms. Nilsen is received an additional officer designation as the chief operating officer in October 2010. Ms. Nilsen is also the executive vice president and treasurer of our mutual funds. Ms. Nilsen has worked in the securities industry for over 28 years, and earned a bachelor of arts in economics from the University of California, Davis. Ms. Nilsen’s qualifications to serve on our board include her significant financial management, operational and leadership experience gained during her extensive career in the securities industry.

Dan Steadman

Mr. Daniel B. Steadman is Executive Vice President, Chief Compliance Officer, Director of Hennessy Advisors, Inc. Mr. Steadman has served as a director and executive vice president of Hennessy Advisors since 2000 and as the chief compliance officer of Hennessy Advisors since 2010. Mr. Steadman is also the executive vice president and secretary of our mutual funds. Mr. Steadman has been in the banking and financial services industry for over 40 years, serving as vice president of West America Bank from 1995 through 2000, vice president of Novato National Bank from its organization in 1984 through 1995, assistant vice president and branch manager of Bank of Marin from 1980 through 1984 and banking services officer of Wells Fargo Bank from 1974 through 1980. Mr. Steadman’s substantial experience in the financial services industry, as well as his significant experience in managing the strategic development of the company, enables him to provide the board with valuable insights and advice.

Brian Hennessy

Dr. Brian A. Hennessy is Director of Hennessy Advisors, Inc. Dr. Hennessy was a self-employed dentist for over 20 years, and is now retired. Dr. Hennessy earned a bachelor of science in biology from the University of San Francisco and a D.D.S. from the University of the Pacific. Dr. Hennessy’s qualifications to serve on our board include his considerable experience as a business owner. His many years running his own practice allowed him to navigate many business-related issues, making him a valuable source of knowledge to us. This, combined with his prior service as a director of our mutual funds, has provided him with a solid understanding of the company and the industry in which it operates.

Henry Hansel

Mr. Henry Hansel is an Independent Director of Hennessy Advisors, Inc., since 2001. He has been president of The Hansel Auto Group, which includes nine automobile dealerships, since 1982. Mr. Hansel served as a director of the Bank of Petaluma from its organization in 1987 until it was sold in 2002. Mr. Hansel earned a bachelor of science degree in economics from the University of Santa Clara. Mr. Hansel’s experience with running a large and economically cyclical business provides him with excellent financial statement and operational knowledge. His corporate business experience, combined with his attentive and thorough service as a director over the years, allows him to provide the board with valuable recommendations and ideas.

Daniel Libarle

Mr. Daniel Garol Libarle is an Independent Director of Hennessy Advisors, Inc., since 2001. Mr. Libarle is the owner and president of Lace House Linen, Inc. He served as a director and chairman of the board of directors for Bank of Petaluma from its organization in 1987 until it was sold in 2002 and served as a director of Greater Bay Bancorp and was a member of its audit committee from 2003 until its sale to Wells Fargo in October 2007. In January 2008, Mr. Libarle became a director of the Exchange Bank, where he currently serves on the bank’s audit and loan committees. Mr. Libarle earned a bachelor of arts in economics from the University of Oregon and San Jose State University.

Rodger Offenbach

Mr. Rodger Offenbach is an Independent Director of Hennessy Advisors, Inc., since 2001. Mr. Offenbach was the owner of Ray’s Catering and Marin-Sonoma Picnics from 1973 to 2010. Mr. Offenbach earned a bachelor of science in business administration from California State University, Sonoma.

Susan Pomilia

Ms. Susan Weber Pomilia is an Independent Director of the Company. Ms. Pomilia has worked in the mortgage industry for over 30 years. From 1985 to 2007, Ms. Pomilia worked for First Security Loan, where she opened the Larkspur branch. In 2007, she purchased her own branch of RPM mortgage and expanded locations to Mill Valley, Napa, San Rafael and Benicia. Ms. Pomilia’s experience managing dozens of employees and multiple branches provides her with excellent insight and business perception.

Thomas Seavey

Mr. Thomas L. Seavey is an Independent Director of Hennessy Advisors, Inc., since 2001. Mr. Seavey’s business career, he has been involved in the sales and marketing of athletic and leisure products, as well as working with professional athletes. From 1981 to 1993, Mr. Seavey worked for Nike as the vice president of sales in the Midwest, as well as California, and spent three years at International Management Group as the vice president of products. In 1980, he formed Seavey Corp., now Continental Sports Group, which sells sport and leisure products. Mr. Seavey left Nike in 1993 and formally took over the management of Continental Sports Group, which he is still managing today. Mr. Seavey earned a bachelor of arts in English and history from Western Michigan University.

Basic Compensation

Name Fiscal Year Total

Neil Hennessy

3,855,340

Teresa Nilsen

1,417,460

Dan Steadman

1,017,320

Brian Hennessy

--

Henry Hansel

--

Daniel Libarle

--

Rodger Offenbach

--

Susan Pomilia

--

Thomas Seavey

--
As Of  29 Sep 2016