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Horizon Technology Finance Corp (HRZN.OQ)

HRZN.OQ on NASDAQ Stock Exchange Global Select Market

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8 Dec 2017
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Summary

Name Age Since Current Position

Robert Pomeroy

64 2010 Chairman of the Board, Chief Executive Officer

Gerald Michaud

62 2010 President, Director

Daniel Trolio

43 2017 Chief Financial Officer, Senior Vice President

John Bombara

51 2010 Senior Vice President, General Counsel, Chief Compliance Officer and Secretary

Dan Devorsetz

43 2010 Senior Vice President, Chief Credit Officer

James Bottiglieri

61 2010 Independent Director

Edmund Mahoney

64 2010 Independent Director

Elaine Sarsynski

60 2012 Independent Director

Joseph Savage

64 2016 Independent Director

Biographies

Name Description

Robert Pomeroy

Mr. Robert D. Pomeroy, Jr., is Chairman of the Board and Chief Executive Officer of Horizon Technology Finance Corporation., Mr. Pomeroy has been a Managing Member and the Chief Executive Officer of the Advisor since its formation. He has more than 35 years of experience in diversified lending and leasing, including positions in sales, marketing and senior management. He has held the positions as chief executive officer or general manager of each organization that he has led since 1996. His responsibilities have included: accountability for the overall profit and loss of the organization, credit authority and credit committee oversight, strategic planning, human resource oversight, including hiring, termination and compensation, reporting compliance for his business unit, investor relations, fund raising and all aspects of corporate governance. Mr. Pomeroy founded and has operated the Advisor, a technology lending management company. Prior to founding the Advisor, Mr. Pomeroy was the Senior Vice President of Financing for Science International, Inc., Executive Vice President of Transamerica Business Credit and the General Manager of its Technology Finance Division and President of GATX Ventures, Inc.

Gerald Michaud

Mr. Gerald A. Michaud is President and Director of Horizon Technology Finance Corporation. Mr. Michaud has been a Managing Member and the President of the Advisor since its formation. He has extensive knowledge and expertise in venture lending and has developed, implemented and executed on marketing strategies and products targeted at the venture-backed technology and life science markets for a period of over 20 years. In addition, he has extensive knowledge in the formation of compensation plans for key employees involved in the marketing of venture loans. He is a member of the Advisor’s Credit Committee responsible for approving all investments made by the Company and oversight of portfolio. He has held senior management positions with several technology lending organizations within public companies, including Transamerica Business Credit and GATX Ventures, Inc. As senior vice president and senior business development officer at Transamerica,

Daniel Trolio

Mr. Daniel R. Trolio is Interim Chief Financial Officer, Senior Vice President of the Company. Mr. Trolio has served as Vice President and Corporate Controller since 2010 and has been responsible for supervision of all Horizon's accounting functions as well as tax and financial reporting. Mr. Trolio has also held the same positions with Horizon Technology Finance Management LLC, the Company's advisor, since 2006. Prior to joining Horizon, Mr. Trolio served as Senior Manager at a regional public accounting firm and has held positions with KPMG LLP and Arthur Andersen LLP. Mr. Trolio earned a Bachelor of Science degree in accountancy, with honors, from Bentley University and a Master of Science degree in taxation from the University of Hartford. He is a Certified Public Accountant, chartered in the State of Connecticut.

John Bombara

Mr. John C. Bombara is Senior Vice President, General Counsel, Chief Compliance Officer and Secretary of Horizon Technology Finance Corp since July 2010. Mr. Bombara is an original member of the team that founded the predecessor of Advisor in May 2003 and is its Senior Vice President, General Counsel, Chief Compliance Officer and Secretary. Mr. Bombara oversees all legal functions for Advisor.

Dan Devorsetz

Mr. Daniel S. Devorsetz is Senior Vice President and Chief Credit Officer of Horizon Technology Finance Corporation., since July 2010. Mr. Devorsetz has been Senior Vice President and Chief Credit Officer of the Company since July 2010. Mr. Devorsetz has been with the Advisor since October 2004 and has been its Senior Vice President and the Chief Credit Officer since that time. He is responsible for underwriting and portfolio management.

James Bottiglieri

Mr. James J. Bottiglieri is an Independent Director of Horizon Technology Finance Corporation. Mr. Bottiglieri is Director of Compass Group Diversified Holdings LLC (“CODI”) since December 2005. Chief financial officer of CODI from 2005 through 2013. CODI owns and manages a diverse family of established North American middle market businesses. Mr. Bottiglieri also served as an executive vice president of CODI’s external manager from 2005 through 2013. Mr. Bottiglieri serves as a director for American Furniture Manufacturing Inc., a subsidiary of CODI.

Edmund Mahoney

Mr. Edmund V. Mahoney is an Independent Director of Horizon Technology Finance Corporation. Mr. Mahoney is Senior Vice President, Investments (Chief Investment Officer) of Vantis Life Insurance Company since September 2009. Senior Vice President, Compliance of Hartford Investment Management Company, an investment advisor registered with the SEC, from 1994 through 2009.

Elaine Sarsynski

Ms. Elaine A. Sarsynski is an Independent Director of Horizon Technology Finance Corporation. Ms. Sarsynski is Executive Vice President of MassMutual Life Insurance Company’s Retirement Services Division since January 2008 and Chairman of MassMutual International LLC since September 2008. CEO of MassMutual International LLC from 2006 through 2013. Senior Vice President and Chief Administrative Officer of MassMutual Life Insurance Company from 2005 through 2007.

Joseph Savage

Mr. Joseph J. Savage is Independent Director of the Company. Mr. Savage currently serves as an Executive Vice Chairman of Webster Financial Corporation and Webster Bank, N.A. He joined Webster Bank, N.A. in April 2002 as Executive Vice President, Commercial Banking and has served as President of Webster Financial Corporation and Webster Bank, N.A. and on the board of directors of Webster Bank, N.A. Mr. Savage brings to the Board his strong knowledge and expertise in commercial lending and managing large financial organizations.