Edition:
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Rathbone Brothers PLC (RAT.L)

RAT.L on London Stock Exchange

2,258.00GBp
21 Nov 2018
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Summary

Name Age Since Current Position

Mark Nicholls

68 2010 Non-Executive Independent Chairman of the Board

Philip Howell

62 2014 Chief Executive Officer, Executive Director

R. Paul Stockton

52 2008 Finance Director, Executive Director

Ali Johnson

2016 Company Secretary

Colin Clark

58 2018 Non-Executive Director

James Dean

60 2013 Non-Executive Independent Director

Sarah Gentleman

47 2015 Non-Executive Independent Director

Kathryn Matthews

58 2010 Non-Executive Independent Director

Jim Pettigrew

59 2017 Senior Non-Executive Independent Director

Shelly Patel

2015 Investor Relations

Biographies

Name Description

Mark Nicholls

Mr. Mark P. Nicholls is Non-Executive Independent Chairman of the Board of Rathbone Brothers PLC. Mark is a lawyer and corporate financier and was appointed as chairman at our 2011 AGM. After studying law at Cambridge, he qualified as a solicitor at Linklaters before joining S G Warburg in 1976. He became a director of Warburgs in 1984 and head of investment banking in 1994. In 1996, he joined Royal Bank of Scotland and became head of their private equity group, leaving in 2003 to pursue a plural career. He is currently chairman of the West Bromwich Building Society and a non-executive director of Northern Investors Company PLC. . He became chairman following the AGM in May 2011 and is considered to be independent.

Philip Howell

Mr. Philip L. Howell is Chief Executive Officer, Executive Director of Rathbone Brothers PLC. Philip was appointed in 2013. Following an early military career, Philip spent over 30 years in the investment banking and private banking sectors, undertaking a range of leadership roles as well as gaining considerable general management experience. He was with Barclays for 24 years, which included leadership assignments in Asia and South Africa and subsequently as head of strategy and corporate development, focused on the international and private banking divisions. He continued his involvement in private wealth management, firstly as chief executive of Fortis Private Banking and subsequently of Williams de Broë

R. Paul Stockton

Mr. R. Paul Stockton is Executive Director of Rathbone Brothers Plc, effective 1 April 2019 . Paul Stockton qualified as a chartered accountant with Price Waterhouse (now PwC) in 1992. In 1999 he joined Old Mutual Plc as group financial controller, becoming director of finance in 2001 and finance director of Gerrard Limited eight months later. Two years after the sale of Gerrard in 2005 he left to work initially for Euroclear and, subsequently, as a divisional finance director of the Phoenix Group. He joined Rathbones in 2008 and is also a non-executive director of the Financial Services Compensation Scheme.

Ali Johnson

Mr. Ali Johnson has been appointed as Company Secretary of the Company. Ali joined Rathbones on 1 April 2016 and was appointed Company Secretary on 1 May 2016. Prior to joining Rathbones, Ali spent 9 years as Director of Company Secretarial Services at Signet Jewelers having responsibilities for a wide variety of areas and functions during this time. Ali graduated in law and is a Fellow of Institute of Chartered Secretaries and Administrators.

Colin Clark

Mr. Colin Clark is Non-Executive Director of the Company. Colin has spent his entire career in investment management. He was at Mercury Asset Management and Merrill Lynch Investment Managers for over 20 years and then was appointed a non-executive director at Standard Life Investments in 2004. In 2010, he was appointed an executive director of Standard Life Investments and subsequently appointed to the Standard Life Plc board as an executive director with responsibility for the Global Client Group. He retired from this position in 2017. Colin is currently also a non-executive director of AXA Investment Managers SA and Chairman of AXA Investment Managers UK board. He was also formerly a non-executive director at Alpha Strategic Plc and Royal Marsden NHS Foundation Trust.

James Dean

Mr. James W. Dean is Non-Executive Independent Director of Rathbone Brothers Plc. James Dean is a chartered accountant with over 30 years’ experience working in financial services. James worked in a variety of roles at Ernst & Young over a period of 14 years, including holding the position of managing partner for the UK Financial Services Audit Practice for four years. He holds a number of other non-executive directorships including Liverpool Victoria Friendly Society and is chairman of The Stafford Railway Building Society. He is chairman of the audit committee.

Sarah Gentleman

Ms. Sarah F. Gentleman is Non-Executive Independent Director of Rathbone Brothers Plc. Sarah Gentleman started her career as a consultant at McKinsey and Company and then worked for several years in the telecoms and digital sectors, latterly as chief financial officer of the LCR Telecom Group. In 1999, she joined the internet bank Egg, the internet banking subsidiary of Prudential, where she was responsible for business development and strategy. In 2005, she joined Sanford C. Bernstein & Co, the institutional research and trading arm of Alliance Bernstein as a banking analyst covering the European banking sector. Sarah graduated from Cambridge with a degree in Natural Sciences and also has an MBA from INSEAD.

Kathryn Matthews

Ms. Kathryn A. Matthews is Non-Executive Independent Director of Rathbone Brothers Plc. Kathryn Matthews has spent her entire career in investment management, most recently as chief investment officer, Asia Pacific (ex Japan) for Fidelity International. Prior to that, she held senior appointments with William M Mercer, AXA Investment Managers, Santander Global Advisers and Baring Asset Management. She is a non-executive director of Aperam S.A., J P Morgan Chinese Investment Trust Plc, Montanaro UK Smaller Companies Investment Trust Plc and BT Investments Limited. She is on the board of trustees of the Nuffield Trust and is a non-executive member of the Council of the Duchy of Lancaster. She retired as a non-executive director of Hermes Fund Managers Limited in January 2017. She is chairman of the group risk committee.

Jim Pettigrew

Mr. Jim Pettigrew is Non-Executive Director of the Company. He is Chairman of CYBG PLC, The Edinburgh Investment Trust plc, Scottish Financial Enterprise and Vice Chairman of RBC (Europe) Ltd. He is also senior independent director of Crest Nicholson Holdings Plc. He is a chartered accountant and was formerly Chief Executive Officer of CMC Markets UK plc, Chief Operating Officer of Ashmore Group plc and Group Finance Director of ICAP plc. He has been a Non-Executive Director of Aberdeen Asset Management plc, AON UK Ltd, Hermes Fund Managers Ltd and the immediate past President of the Institute of Chartered Accountants of Scotland.

Shelly Patel

Basic Compensation

Name Fiscal Year Total

Mark Nicholls

160,000

Philip Howell

1,104,000

R. Paul Stockton

718,000

Ali Johnson

--

Colin Clark

--

James Dean

60,000

Sarah Gentleman

56,000

Kathryn Matthews

60,000

Jim Pettigrew

45,000

Shelly Patel

--
As Of  30 Dec 2017