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SEI Investments Co (SEIC.OQ)

SEIC.OQ on NASDAQ Stock Exchange Global Select Market

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Summary

Name Age Since Current Position

Alfred West

74 1990 Chairman of the Board, Chief Executive Officer

Dennis McGonigle

56 2002 Chief Financial Officer

N. Jeffrey Klauder

64 2004 Executive Vice President, General Counsel

Kevin Barr

51 2008 Executive Vice President

Robert Crudup

69 2012 Executive Vice President

Paul Klauder

49 2016 Executive Vice President

Stephen Meyer

52 2006 Executive Vice President

Joseph Ujobai

55 2003 Executive Vice President

Wayne Withrow

61 2002 Executive Vice President

Kathy Heilig

57 2005 Chief Accounting Officer, Controller

Kathryn McCarthy

68 1998 Lead Independent Director

Sarah Blumenstein

70 2001 Independent Director

William Doran

76 2003 Independent Director

Carl Guarino

59 2014 Independent Director

Carmen Romeo

73 2004 Independent Director

Biographies

Name Description

Alfred West

Mr. Alfred P. West, Jr., is Chairman of the Board, Chief Executive Officer of the Company. Mr. West was the founder of SEI. He has provided the strategic vision in the development of our business and solutions over the past forty years, and his familiarity with the Company’s customers and employees gives Mr. West insights and experience valuable to his service on the Board.

Dennis McGonigle

Mr. Dennis J. McGonigle is the Chief Financial Officer of the Company. He has been an employee of the Company since August 1985. Mr. McGonigle has been the Chief Financial Officer since December 2002 and an Executive Vice President since July 1996 and a Senior Vice President since May 1995.

N. Jeffrey Klauder

Mr. N. Jeffrey Klauder is an Executive Vice President, General Counsel of the Company. Prior to August 2004, Mr. Klauder was a partner of Morgan Lewis & Bockius, LLP, a law firm.

Kevin Barr

Mr. Kevin P. Barr is Executive Vice President of the Company. He has been an employee of the Company since May 2000. Mr. Barr has been an Executive Vice President since May 2008.

Robert Crudup

Mr. Robert F. Crudup is an Executive Vice President of the Company. He has been an employee of the Company since 1987.

Paul Klauder

Mr. Paul F. Klauder is Executive Vice President of the Company. Prior to his appointment, Klauder oversaw business development for the North American institutional investing market. He has been at the forefront of expanding new market opportunities and solutions across SEI's Institutional market segments. Klauder has worked directly for Loughlin since 1999 after previous roles with the company in managing business development for the Mid-Atlantic and Midwest regions and direct institutional selling in the Mid-Atlantic region. He joined SEI from Arthur Andersen, where he worked as a Certified Public Accountant specializing in financial service audits and employee benefit plan reviews and consultations.

Stephen Meyer

Mr. Stephen G. Meyer is an Executive Vice President of the Company. He has been an employee of the Company since November 1992. Mr. Meyer has been an Executive Vice President since December 2006 and a Senior Vice President since December 2005.

Joseph Ujobai

Mr. Joseph P. Ujobai is an Executive Vice President of the Company. He has been an employee of the Company since May 1998. Mr. Ujobai has been an Executive Vice President since May 2003 and a Senior Vice President since January 2001.

Wayne Withrow

Mr. Wayne M. Withrow is Executive Vice President of the Company. He has been an employee of the Company since January 1990. Mr. Withrow has been an Executive Vice President since March 2000 and a Senior Vice President since January 1994. Mr. Withrow was Chief Information Officer from March 2000 to May 2002.

Kathy Heilig

Ms. Kathy C. Heilig is Chief Accounting Officer, Controller of the Company. She has been an employee of the Company since November 1987. Ms. Heilig was Treasurer from May 1997 to May 2005.

Kathryn McCarthy

Ms. Kathryn M. McCarthy is Lead Independent Director of SEI Investments Company. Since March 2015, she has also been a member of the Nominating Committee. Ms. McCarthy is also our Lead Independent Director and chairs periodic meetings of the Board’s independent directors. She is also an independent consultant and financial advisor. Ms. McCarthy is a director and a member of the Audit Committee of the Rockefeller Trust Company, NA and a member of the Trust and Audit Committee of the Rockefeller Trust Companies (New York). From February 2000 to May 2003, Ms. McCarthy was a Managing Director at Rockefeller & Co., Inc. Ms. McCarthy was the President of Marujupu, LLC (a New York-based family office) from November 1996 to June 1999. She was a consultant to Marujupu, LLC on investment and wealth transfer matters from June 1999 to June 2000. From June 1992 to October 1996, Ms. McCarthy was a Senior Financial Counselor and portfolio manager with Rockefeller & Co., Inc., a family office and investment manager. Ms. McCarthy’s experience as a consultant and financial advisor to investors, family offices, private trust companies and investment management firms has given her insight into the various issues faced by the investment and wealth management business of SEI and its clients.

Sarah Blumenstein

Ms. Sarah W. Blumenstein is an Independent Director of SEI Investments Company. Since March 2015, she has also been a member of the Nominating Committee. From 1996 to 2002, Ms. Blumenstein was a public member of the Liaison Committee on Medical Education, which accredits all medical schools in the United States and Canada. From 1994 to 2003, Ms. Blumenstein served as a court-appointed Special Advocate for the Juvenile Court of Cook County. From 2000 to 2006, Ms. Blumenstein was a member of the board of directors, Fiscal Affairs Committee, and Investment Plan Subcommittee of Lake Forest Hospital. She also served on the board of Children’s Memorial Institute for Education and Research and on the Women’s Boards of Children’s Memorial Medical Center and Lake Forest College for fifteen years. Ms. Blumenstein’s involvement with these non-profit entities and with healthcare providers provides her with insights into clients of our Institutional Investors business which is relevant to her service on the Board.

William Doran

Mr. William M. Doran is Independent Director of SEI Investments Company. He has been Chairman of the Legal and Regulatory Oversight Committee of our Board since 2004. Mr. Doran has been the Secretary of the Company for more than the past five years. From October 1976 to October 2003, Mr. Doran was a partner in the law firm of Morgan, Lewis & Bockius LLP, Philadelphia, PA, a firm that provides significant legal services to SEI, our subsidiaries and our mutual funds. Mr. Doran is a trustee of SEI Liquid Asset Trust, SEI Tax Exempt Trust, SEI Daily Income Trust, SEI Institutional Managed Trust, SEI Institutional International Trust, SEI Asset Allocation Trust, SEI Institutional Investments Trust, The Advisors’ Inner Circle Fund, The Advisors’ Inner Circle Fund II, The Advisors’ Inner Circle Fund III, The KP Funds and Bishop Street Funds, each of which is an investment company for which our subsidiaries may act as advisor, administrator and/or distributor. Mr. Doran is also a director of SEI Investments Distribution Co., SEI Investments (Asia) Limited, SEI Investments (Europe) Ltd., SEI Global Nominee Ltd., SEI Investments Global Fund Services Limited, SEI Investments Global, Limited and SEI Alpha Strategy Portfolios, L.P. Mr. Doran’s legal training and experience, his relationship with the Company as outside legal counsel for many years, and his long-standing involvement with our Company and many of its regulated subsidiaries are valuable to his service on the Board and as Chair of the Legal and Regulatory Oversight Committee.

Carl Guarino

Mr. Carl A. Guarino is Independent Director of SEI Investments Company. Mr. Guarino has also been Chair of the Compensation Committee and the Nominating Committee since 2015. Mr. Guarino was Chief Executive Officer of Procurian Inc. (a provider of procurement outsourcing services to Fortune 1000 firms) from August 2006 until January 2014, shortly after the acquisition of Procurian by a subsidiary of Accenture PLC. Prior to March 2006, Mr. Guarino was Executive Vice President - Investment Advisors of the Company. Mr. Guarino has great familiarity with the Company and its market units, particularly the investment advisor segment, and his experience with Procurian and his knowledge of the information technology industry provide the Board with a valuable perspective on the Company’s business activities.

Carmen Romeo

Mr. Carmen V. Romeo is Independent Director of SEI Investments Company. Mr. Romeo was appointed as the Chair of the Audit Committee. Since March 2015, he has also been a member of the Nominating Committee. From December 1985 to December 2004, Mr. Romeo served as an Executive Vice President of the Company. Mr. Romeo was our Treasurer and Chief Financial Officer from June 1979 until September 1996. Mr. Romeo officially retired from the Company effective December 31, 2004. Mr. Romeo was a certified public accountant with Arthur Andersen & Co. prior to 1979. In addition to his familiarity with public company accounting and financial management issues, Mr. Romeo has great familiarity with the Company, and particular knowledge of the Company’s business and related technology and asset management solutions, from his previous role with the Company as the person having managerial responsibility for the Company’s Investment Advisors business.

Basic Compensation

Name Fiscal Year Total

Alfred West

2,019,170

Dennis McGonigle

1,542,390

N. Jeffrey Klauder

1,028,570

Kevin Barr

1,646,560

Robert Crudup

1,142,640

Paul Klauder

--

Stephen Meyer

2,410,390

Joseph Ujobai

1,791,840

Wayne Withrow

1,630,960

Kathy Heilig

--

Kathryn McCarthy

231,850

Sarah Blumenstein

206,850

William Doran

564,854

Carl Guarino

236,850

Carmen Romeo

236,850
As Of  30 Dec 2016

Options Compensation

Name Options Value

Alfred West

0 0

Dennis McGonigle

19,000 337,440

N. Jeffrey Klauder

0 0

Kevin Barr

23,500 475,369

Robert Crudup

314,000 6,263,700

Paul Klauder

0 0

Stephen Meyer

34,000 712,068

Joseph Ujobai

271,500 1,743,538

Wayne Withrow

361,500 5,320,735

Kathy Heilig

0 0

Kathryn McCarthy

0 0

Sarah Blumenstein

0 0

William Doran

0 0

Carl Guarino

926,000 9,221,510

Carmen Romeo

382,000 7,406,735