Edition:
United States

Insider Trading: PennantPark Investment Corp (PNNT.OQ)

PNNT.OQ on NASDAQ Stock Exchange Global Select Market

6.63USD
24 May 2019
Change (% chg)

$-0.04 (-0.60%)
Prev Close
$6.67
Open
$6.69
Day's High
$6.69
Day's Low
$6.61
Volume
22,345
Avg. Vol
69,745
52-wk High
$7.84
52-wk Low
$6.21

All Insider Trades
Trading Date Name Title Type Shares Traded Price
15 May 2019

Penn (Arthur H)

Chief Executive Officer Buy 16,500 $6.59
14 May 2019

Penn (Arthur H)

Chief Executive Officer Buy 15,000 $6.58
13 May 2019

Penn (Arthur H)

Chief Executive Officer Buy 14,000 $6.59
12 May 2019

Penn (Arthur H)

Chief Executive Officer Buy 16,000 $6.52
8 Feb 2018

Penn (Arthur H)

Officer Buy 10,000 $6.94
5 Dec 2017

Penn (Arthur H)

Chief Executive Officer Buy 12,000 $7.31
4 Dec 2017

Penn (Arthur H)

Chief Executive Officer Buy 13,000 $7.13
3 Dec 2017

Efrat (Aviv)

Chief Financial Officer Buy 10,000 $7.14
3 Dec 2017

Penn (Arthur H)

Officer Buy 14,000 $7.14
30 Nov 2017

Penn (Arthur H)

Officer Buy 12,000 $7.10
14 Aug 2017

Penn (Arthur H)

Officer Buy 15,000 $7.67
13 Aug 2017

Penn (Arthur H)

Officer Buy 13,000 $7.56
9 Aug 2017

Penn (Arthur H)

Officer Buy 17,000 $7.74
8 Aug 2017

Penn (Arthur H)

Officer Buy 15,000 $7.70

Institutional Holders

% Shares Owned: 45.75%
# of Holders: 144
Total Shares Held: 30,673,190
3 Mo. Net Change: -741,509
# New Positions: 20
# Closed Positions: 18
# Increased Positions: 64
# Reduced Positions: 54
# Net Buyers: 10

Officers & Directors

Name Age Since Current Position

Art Penn

Founder, Managing Partner

Jose Briones

Partner

Salvatore Giannetti III

Partner

Whit Williams

Partner

Aviv Efrat

53 2007 Chief Financial Officer, Treasurer

Sean Kapur

Vice President

Colin Maguire

Vice President

Michael Appelbaum

Principal

Terence Clerkin

Principal

James Heyer

Principal

Dan Horn

Managing Director

Mark Linnan

Managing Director

Ryan Raskopf

Managing Director

James Stone

Managing Director

Steve Winograd

Managing Director

Richard Bellissimo

Finance & Operations

Eliza Budd

Investor Relations Professional

Jonathan Cohen

Investment Professional

Steve Conway

Senior Advisor

Glen Daci

Finance & Operations Professional

Joey Grieco

Investment Professional

Jonathan Heller

Investor Relations Professional

Eric Leeds

Finance & Operations Professional

Andrew Liou

Investment Professional

Leonardo Marques

Finance & Operations Professional

Greg Mazur

Finance & Operations Professional

Komal Merai

Finance & Operations Professional

Josh Mintz

Finance & Operations Professional

Thomas Parry

Finance & Operations Professional

Eileen Patrick

Head of Strategy

Reji Paul

Finance & Operations Professional

Evan Rabin

Investment Professional

Jeffrey Sion

Corporate Counsel

John Skvarla

Finance & Operations Professional

Lorraine Spurge

Strategic Advisor

Vivian Wu

Investment Professional

Allison Zhao

Investment Professional

April Lee

Director , Fundraising & Strategy