United States

People: E*TRADE Financial Corp (ETFC.O)

ETFC.O on Nasdaq

16 Jul 2019
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$0.76 (+1.67%)
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Lam, James 

Mr. James Lam is Independent Director of the Company. He has been President of James Lam & Associates, a consulting firm focused on corporate governance and risk management, since January 2002. He previously served as Founder and President of ERisk, Partner at Oliver Wyman, Chief Risk Officer of Fidelity Investments and other executive risk and financial roles. Mr. Lam also currently serves as an independent director of RiskLens. He is the author of the best-selling books, Enterprise Risk Management (Wiley, 2nd Edition, 2014) and Implementing Enterprise Risk Management (Wiley, 2017). He was named to the NACD Directorship 100, Directors & Boards “Directors to Watch,” Treasury & Risk “100 Most Influential People in Finance” three times, and GARP inaugural “Risk Manager of the Year.” Mr. Lam graduated with a B.B.A. from Baruch College in 1983 and received an M.B.A. with honors from UCLA in 1989. He is an NACD Board Leadership Fellow and is certified by the Software Engineering Institute of Carnegie Mellon in Cybersecurity Oversight. Previously, Mr. Lam served as Vice Chairman on the board of directors of ERisk and as an independent director of Covarity. Mr. Lam is a member of the E*TRADE Bank board, a member and Chair of the Risk Oversight Committee and a member of the Audit Committee.

Basic Compensation

Total Annual Compensation, USD 151,083
Restricted Stock Awards, USD 129,987
Long-Term Incentive Plans, USD --
All Other, USD 281
Fiscal Year Total, USD 281,351

Options Compensation

  Quantity Market Value
Exercisable -- --
Unexercisable -- --
Exercised -- --
Name Fiscal Year Total

Rodger Lawson


Karl Roessner


Michael Curcio


Chad Turner


Michael Pizzi


Kevin Kabat

As Of  30 Dec 2018