Edition:
United States

Jennifer Hoyt Cummings

Oklahoma adviser used wedding singing, church to cheat clients: SEC

Aug 28 2013

A former investment adviser in Oklahoma used his connections as a church member and a popular wedding singer to defraud more than 30 of his clients, the U.S. Securities and Exchange Commission said.

Oklahoma adviser used wedding singing, church to cheat clients -SEC

Aug 28 2013

Aug 28 A former investment adviser in Oklahoma used his connections as a church member and a popular wedding singer to defraud more than 30 of his clients, the U.S. Securities and Exchange Commission said.

Should advisers require 'monogamy' from clients?

Aug 16 2013

NEW YORK Many financial advisers accept that their clients work with multiple advisers - that's particularly true of the ultra wealthy, who often like to spread their money around.

YOUR PRACTICE-Should advisers require 'monogamy' from clients?

Aug 16 2013

NEW YORK, Aug 16 Many financial advisers accept that their clients work with multiple advisers - that's particularly true of the ultra wealthy, who often like to spread their money around.

ON THE MOVE-Focus Financial lands $2.2 bln team in Michigan

Aug 11 2013

Aug 11 Focus Financial Partners LLC, a firm that has grown by acquiring independent advisers and teams across the United States, said Sunday it landed a team in Michigan that manages over $2.2 billion in client assets.

How to divest fossil fuel investments, and maybe impress the kids

Aug 09 2013

NEW YORK Bonnie Frye Hemphill was one of thousands of U.S. college students who last year petitioned their schools to divest endowments of fossil-fuel investments.

YOUR PRACTICE-How to divest fossil fuel investments, and maybe impress the kids

Aug 09 2013

NEW YORK, Aug 9 Bonnie Frye Hemphill was one of thousands of U.S. college students who last year petitioned their schools to divest endowments of fossil-fuel investments.

Reassuring clients during municipal meltdowns

Aug 03 2013

NEW YORK While U.S. municipal bond investors wait to see how Detroit's bankruptcy filing plays out, advisers should be calming them while taking a hard look at their portfolios.

Reassuring clients during municipal meltdowns

Aug 02 2013

NEW YORK While U.S. municipal bond investors wait to see how Detroit's bankruptcy filing plays out, advisers should be calming them while taking a hard look at their portfolios.

YOUR PRACTICE-Reassuring clients during municipal meltdowns

Aug 02 2013

NEW YORK, Aug 2 While U.S. municipal bond investors wait to see how Detroit's bankruptcy filing plays out, advisers should be calming them while taking a hard look at their portfolios.

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