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CULTURE AND CONDUCT RISK REPORT 2018 – Challenges and expectations, closing thoughts

LONDON/NEW YORK (Thomson Reuters Regulatory Intelligence) - Thomson Reuters has undertaken its fifth annual survey of how financial services firms are managing conduct risk and embedding cultural change policies to meet growing regulatory expectations. The results highlight year-on-year and regional trends, enabling firms to benchmark their approach to the practical implications of culture and conduct risk with the wider industry. The report provides valuable insight into industry challenges and

CULTURE AND CONDUCT RISK REPORT 2018 – Personal liability, monitoring and reporting

LONDON/NEW YORK(Thomson Reuters Regulatory Intelligence) - Personal liability, monitoring and reporting feature prominently in Thomson Reuters' fifth annual survey of how financial services firms are managing conduct risk and embedding cultural change policies to meet growing regulatory expectations. The results highlight year-on-year and regional trends, enabling firms to benchmark their approach to the practical implications of culture and conduct risk with the wider industry. The report provi

CULTURE AND CONDUCT RISK REPORT 2018 – Technology, tone from the top

NEW YORK (Thomson Reuters Regulatory Intelligence) - Thomson Reuters has undertaken its fifth annual survey of how financial services firms are managing conduct risk and embedding cultural change policies to meet growing regulatory expectations. The results highlight year-on-year and regional trends, enabling firms to benchmark their approach to the practical implications of culture and conduct risk with the wider industry. The report provides valuable insight into industry challenges and emergi

CULTURE AND CONDUCT RISK REPORT 2018: FX Global Code, incentives and drivers of behavior, firms' progress

LONDON/NEW YORK (Thomson Reuters Regulatory Intelligence) - Thomson Reuters has undertaken its fifth annual survey of how financial services firms are managing conduct risk and embedding cultural change policies to meet growing regulatory expectations. The results highlight year-on-year and regional trends, enabling firms to benchmark their approach to the practical implications of culture and conduct risk with the wider industry. The report provides valuable insight into industry challenges and

CULTURE AND CONDUCT RISK REPORT 2018: Executive summary and regulatory developments

LONDON/NEW YORK (Thomson Reuters Regulatory Intelligence) - Thomson Reuters has undertaken its fifth annual survey on how firms around the world are managing the challenges presented by the regulatory focus on culture and conduct risk. As in previous years, the research provides an opportunity for firms, and specifically compliance practitioners, to give their views and opinions on how they manage culture and mitigate conduct risk in the financial services industry.

RPT-COLUMN-Tribalism and energy analysis: Kemp

Highly intelligent people may be more rather than less likely to succumb to motivated reasoning, cherry-picking evidence to reinforce their existing beliefs and ignoring contradictory data.

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