Edition:
United States

Analysis Headlines

IMPACT ANALYSIS: Canada tightens supervision, enforcement of cryptoasset economy

Toronto (Thomson Reuters Regulatory Intelligence) - Financial regulators in Canada, including the Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) are expanding their supervisory oversight of the cryptoasset sector, branching beyond initial coin offerings and other types of token offerings.

Ethiopia crash bodies will take days to release

Families of those killed aboard Ethiopia Airlines flight 302 must wait at least five days to begin receiving some victims' remains, the company said on Tuesday, though the identification of others is expected to take much longer.

IMPACT ANALYSIS: Canadian regulator sets new cyber-incident obligations for banks, insurers

NEWYORK(Thomson Reuters Regulatory Intelligence) - The Office of the Superintendent of Financial Institutions (OSFI), Canada's prudential regulator, is taking an increasingly active interest in cyber-risk management practices at the country's banks and insurers. OSFI recently introduced new cyber incident reporting obligations for all federally regulated financial institutions that will require firms to review and possibly revise existing incident response management protocols.

IMPACT ANALYSIS: SEC case signals support for compliance role, warns firms on resource shortfalls

NEW YORK(Thomson Reuters Regulatory Intelligence) - The risk of personal liability is an ever-present part of the job for senior managers in financial services, especially at investment advisers. So when a multi-million dollar fraud is discovered, the failures to detect and avoid such wrongdoing often lead to regulatory actions against higher-level managers of those involved in the fraud.

CULTURE AND CONDUCT RISK REPORT 2018 – Challenges and expectations, closing thoughts

LONDON/NEW YORK (Thomson Reuters Regulatory Intelligence) - Thomson Reuters has undertaken its fifth annual survey of how financial services firms are managing conduct risk and embedding cultural change policies to meet growing regulatory expectations. The results highlight year-on-year and regional trends, enabling firms to benchmark their approach to the practical implications of culture and conduct risk with the wider industry. The report provides valuable insight into industry challenges and

Politics Video

Politics News